Lap Kwan Chan
陳立群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Kwan Chan (陳立群), a licensed Responsible Officer with CE reference ABO665. Currently licensed at 3 firm(s): Karl Thomson Finance Limited, Karl-Thomson Securities Company Limited, Karl-Thomson Commodities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 8 - Securities margin financing; Type 9 - Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl Thomson Finance Limited 高信財務有限公司 |
RO | Type 8 - Securities margin financing | 2018-05-03 | present |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 9 - Asset management | 2010-03-11 | present |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | present |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 1 - Dealing in securities | present | present |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2004-10-30 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 9 - Asset management | present | 2004-10-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 4 - Advising on securities | present | 2004-10-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2004-10-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 7 - Providing automated trading services | present | 2004-10-30 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 9 - Asset management | present | 2004-10-30 |