Wing Yip Shum
沈永業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yip Shum (沈永業), a licensed Responsible Officer with CE reference BEL731. Currently licensed at 1 firm(s): Aurelius Corporate Finance Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 11.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aurelius Corporate Finance Limited 旭倫企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-07-04 | present |
| Grande Capital Limited 均富資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-12 | 2025-06-15 |
| Grande Capital Limited 均富資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-06-25 | 2025-06-15 |
| Grande Capital Limited 均富資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-23 | 2018-06-25 |
| Dakin Capital Limited 德健融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-02-01 | 2018-04-19 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-11-10 | 2016-01-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Yip Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kit Ming Leung | Grande Capital Limited | 2018–2025 |
| Chun Yu Chan | Grande Capital Limited | 2018–2025 |
| Chui Shan Cynthia Chan | Grande Capital Limited | 2018–2025 |
| Kai Lui | Grande Capital Limited | 2018–2025 |
| Yuet Tsz Chow | Grande Capital Limited | 2018–2025 |
| King Yiu Chan | Grande Capital Limited | 2018–2023 |
| Suet Man Mak | Grande Capital Limited | 2020–2025 |
| Alan Chi Bun Chung | Grande Capital Limited | 2021–2025 |
| Chun Chung Lau | Grande Capital Limited | 2020–2025 |
| Kai Yu Wong | Grande Capital Limited | 2020–2022 |
| Shui Yan Li | Dakin Capital Limited | 2016–2018 |
| Chiu Ni Leung | Grande Capital Limited | 2019–2022 |
| Pui Lam Charlotte Law | Grande Capital Limited | 2019–2022 |
| Chung Yee Mak | Grande Capital Limited | 2021–2024 |
| Kin Fong Tam | Dakin Capital Limited | 2016–2018 |
| Yan Hei Chung | Dakin Capital Limited | 2016–2018 |
| Chun Pang Lee | Dakin Capital Limited | 2016–2018 |
| Lung Sang Chan | Grande Capital Limited | 2022–2025 |
| Horace Ho Wang Chu | Dakin Capital Limited | 2016–2018 |
| Hoi Yan Lee | Dakin Capital Limited | 2016–2018 |