Kwok Chu Edward Chan
陳國柱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chu Edward Chan (陳國柱), a licensed Responsible Officer with CE reference BHZ831. Currently licensed at 1 firm(s): Zerocap HK Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zerocap HK Limited |
RO | Type 4 — Advising on securities | 2025-05-29 | present |
| Zerocap HK Limited |
RO | Type 9 — Asset management | 2025-05-29 | present |
| Higgs Fintech Limited 希格斯金融科技有限公司 |
RO | Type 4 — Advising on securities | 2023-08-01 | 2024-06-30 |
| Higgs Fintech Limited 希格斯金融科技有限公司 |
RO | Type 9 — Asset management | 2023-08-01 | 2024-06-30 |
| Tongfang Securities Limited 同方證券有限公司 |
RO | Type 4 — Advising on securities | 2022-04-04 | 2023-05-31 |
| Tongfang Securities Limited 同方證券有限公司 |
RO | Type 9 — Asset management | 2022-04-04 | 2023-05-31 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-11 | 2023-05-31 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-11 | 2022-04-04 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 9 — Asset management | 2022-03-11 | 2022-04-04 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-03 | 2022-03-01 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 4 — Advising on securities | 2019-07-31 | 2022-03-01 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 9 — Asset management | 2019-07-31 | 2022-03-01 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-09-18 | 2019-01-31 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 9 — Asset management | 2016-08-31 | 2019-01-31 |