Kwok Chu Edward Chan
陳國柱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chu Edward Chan (陳國柱), a licensed former licensee with CE reference BHZ831. This person has 8.2 years of SFC licence history. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zerocap HK Limited | RO | Type 4 - Advising on securities | 2025-05-29 | 2026-05-31 |
| Zerocap HK Limited | RO | Type 9 - Asset management | 2025-05-29 | 2026-05-31 |
| Higgs Fintech Limited 希格斯金融科技有限公司 |
RO | Type 4 - Advising on securities | 2023-08-01 | 2024-06-30 |
| Higgs Fintech Limited 希格斯金融科技有限公司 |
RO | Type 9 - Asset management | 2023-08-01 | 2024-06-30 |
| Tongfang Securities Limited 同方證券有限公司 |
RO | Type 4 - Advising on securities | 2022-04-04 | 2023-05-31 |
| Tongfang Securities Limited 同方證券有限公司 |
RO | Type 9 - Asset management | 2022-04-04 | 2023-05-31 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-11 | 2023-05-31 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-11 | 2022-04-04 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 9 - Asset management | 2022-03-11 | 2022-04-04 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-03 | 2022-03-01 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 4 - Advising on securities | 2019-07-31 | 2022-03-01 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 9 - Asset management | 2019-07-31 | 2022-03-01 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-09-18 | 2019-01-31 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 9 - Asset management | 2016-08-31 | 2019-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Chu Edward Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.