Yujia Guo
郭雨嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yujia Guo (郭雨嘉), a licensed Representative with CE reference BPA439. Currently licensed at 1 firm(s): Yongan Guofu Asset Management (Hong Kong) Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-19 | present |
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-12-19 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-10 | 2022-10-08 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-11-10 | 2022-10-08 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-25 | 2020-10-14 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-10-25 | 2020-10-14 |