Cheuk Fai Poon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Fai Poon (潘卓輝), a licensed Responsible Officer with CE reference ALV009. Currently licensed at 2 firm(s): Sorrento Securities Limited, Sorrento Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 16.1 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sorrento Securities Limited 擎天證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-05 | present |
| Sorrento Capital Limited 擎天資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-07-05 | present |
| LY Capital Limited 絡繹資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-01-17 | 2019-06-29 |
| LY Capital Limited 絡繹資本有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-16 | 2019-06-29 |
| LY Capital Limited 絡繹資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-11-12 | 2019-01-17 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-10-09 | 2018-11-03 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-07-06 | 2018-10-09 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-10-29 | 2018-06-01 |
| Octal Capital Limited 八方金融有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-12 | 2014-10-10 |
| Octal Capital Limited 八方金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-12 | 2014-10-10 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-21 | 2012-10-06 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-01-21 | 2012-10-06 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-21 | 2006-07-24 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
Rep | Type 9 - Asset management | 2006-04-21 | 2006-07-24 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-17 | 2005-10-31 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
Rep | Type 9 - Asset management | 2005-05-17 | 2005-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cheuk Fai Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.