Tuen Mui Lau

劉端梅
CE No. AAZ810 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tuen Mui Lau (劉端梅), a licensed Responsible Officer with CE reference AAZ810. Currently licensed at 1 firm(s): WealthTac Global Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.5 years of SFC licence history. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
WealthTac Global Asset Management Limited
富達環球資產管理有限公司
RO Type 4 - Advising on securities 2022-12-01 present
WealthTac Global Asset Management Limited
富達環球資產管理有限公司
RO Type 9 - Asset management 2022-12-01 present
Harris Fraser (International) Limited
晉裕環球資產管理有限公司
RO Type 1 - Dealing in securities Pre-2003 2021-10-13
Harris Fraser (International) Limited
晉裕環球資產管理有限公司
RO Type 4 - Advising on securities Pre-2003 2021-10-13
Harris Fraser (International) Limited
晉裕環球資產管理有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-11-26
Harris Fraser (International) Limited
晉裕環球資產管理有限公司
RO Type 7 - Providing automated trading services Pre-2003 2011-08-30
Harris Fraser (International) Limited
晉裕環球資產管理有限公司
RO Type 9 - Asset management Pre-2003 2021-10-13

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