Jia Peng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia Peng (彭佳), a licensed Responsible Officer with CE reference AQV994. Currently licensed at 2 firm(s): Oshidori Securities Limited, Win Wind Finance Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 8 - Securities margin financing; Type 9 - Asset management. This person has 13.5 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-05-22 | present |
| Win Wind Finance Limited | RO | Type 8 - Securities margin financing | 2022-04-14 | present |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-29 | present |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 4 - Advising on securities | 2016-08-29 | present |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 9 - Asset management | 2016-08-29 | present |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-03-16 | 2023-05-22 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-05 | 2016-08-29 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 9 - Asset management | 2016-08-05 | 2016-08-29 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-31 | 2016-08-29 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-31 | 2016-06-19 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 - Asset management | 2013-12-31 | 2016-06-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-04-16 | 2009-02-17 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2008-04-16 | 2009-02-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jia Peng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.