Xue Yao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xue Yao (姚雪), a licensed Responsible Officer with CE reference AWK470. Currently licensed at 1 firm(s): Xinhai (Hong Kong) International Investment Management Co., Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xinhai (Hong Kong) International Investment Management Co., Limited 新海(香港)國際投資管理有限公司 |
RO | Type 4 - Advising on securities | 2025-11-28 | present |
| Xinhai (Hong Kong) International Investment Management Co., Limited 新海(香港)國際投資管理有限公司 |
RO | Type 9 - Asset management | 2025-11-28 | present |
| Xinhai (Hong Kong) International Investment Management Co., Limited 新海(香港)國際投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-10-09 | 2025-11-28 |
| Xinhai (Hong Kong) International Investment Management Co., Limited 新海(香港)國際投資管理有限公司 |
Rep | Type 9 - Asset management | 2025-10-09 | 2025-11-28 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-06-12 | 2025-08-08 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 9 - Asset management | 2025-06-12 | 2025-08-08 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-04-06 | 2025-06-12 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-04-06 | 2025-06-12 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-06-30 | 2021-12-20 |
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-28 | 2021-12-20 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-28 | 2021-12-20 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-10 | 2019-05-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-03 | 2013-09-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xue Yao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.