Zimu Li
李子木
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zimu Li (李子木), a licensed Responsible Officer with CE reference ANP911. Currently licensed at 1 firm(s): Yongan Guofu Asset Management (Hong Kong) Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-10-16 | present |
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-10-16 | present |
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-24 | 2019-10-16 |
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-01-24 | 2019-10-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-03 | 2008-03-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-03 | 2008-03-03 |