Zimu Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zimu Li (李子木), a licensed Responsible Officer with CE reference ANP911. Currently licensed at 1 firm(s): Yongan Guofu Asset Management (Hong Kong) Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-10-16 | present |
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2019-10-16 | present |
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-24 | 2019-10-16 |
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-01-24 | 2019-10-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-03 | 2008-03-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-03 | 2008-03-03 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Zimu Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.