Darius Lai Yan Yuen
阮勵欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Darius Lai Yan Yuen (阮勵欣), CE reference ACO079. Currently licensed at 1 firm(s): ZhongYi Investment Managers Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
RO | Type 4 — Advising on securities | 2021-03-03 | present |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
RO | Type 9 — Asset management | 2018-05-16 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-23 | 2008-05-29 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
RO | Type 1 — Dealing in securities | 2004-07-08 | 2008-05-29 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-08 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-03 |