Tak Yee Fong
方德義
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Yee Fong (方德義), CE reference AFA617. Currently licensed at 2 firm(s): Oshidori Securities Limited, Win Wind Finance Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-20 | present |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-08-20 | present |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 4 — Advising on securities | 2024-08-20 | present |
| Win Wind Finance Limited |
RO | Type 8 — Securities margin financing | 2024-08-20 | present |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 9 — Asset management | 2024-08-20 | present |
| Success Asset Management Limited 實德資產管理有限公司 |
RO | Type 9 — Asset management | 2019-04-26 | 2021-12-01 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-08-13 | 2018-06-19 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2005-12-06 | 2019-08-29 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-30 | 2008-08-13 |
| Success Securities Limited 實德證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-23 | 2023-03-31 |
| Success Securities Limited 實德證券有限公司 |
RO | Type 4 — Advising on securities | 2003-12-23 | 2023-03-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-15 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-15 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-15 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-15 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-15 |