Tak Yee Fong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Yee Fong (方德義), a licensed Responsible Officer with CE reference AFA617. Currently licensed at 2 firm(s): Oshidori Securities Limited, Win Wind Finance Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 8 - Securities margin financing; Type 9 - Asset management. This person has 21.7 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-08-20 | present |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-08-20 | present |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 4 - Advising on securities | 2024-08-20 | present |
| Win Wind Finance Limited | RO | Type 8 - Securities margin financing | 2024-08-20 | present |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 9 - Asset management | 2024-08-20 | present |
| Success Asset Management Limited 實德資產管理有限公司 |
RO | Type 9 - Asset management | 2019-04-26 | 2021-12-01 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-08-13 | 2018-06-19 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2005-12-06 | 2019-08-29 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-04-30 | 2008-08-13 |
| Success Securities Limited 實德證券有限公司 |
RO | Type 1 - Dealing in securities | 2003-12-23 | 2023-03-31 |
| Success Securities Limited 實德證券有限公司 |
RO | Type 4 - Advising on securities | 2003-12-23 | 2023-03-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-15 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-15 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-15 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-15 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Yee Fong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.