Shan Jiang
江山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shan Jiang (江山), a licensed Responsible Officer with CE reference ARN809. Currently licensed at 1 firm(s): Yude Capital Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yude Capital Management Limited 煜德資本管理有限公司 |
RO | Type 4 - Advising on securities | 2020-04-27 | present |
| Yude Capital Management Limited 煜德資本管理有限公司 |
RO | Type 9 - Asset management | 2020-04-27 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-01-27 | 2014-11-21 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-28 | 2017-05-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-28 | 2017-05-31 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Shan Jiang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jing Xu | Yude Capital Management Limited | 2020–present |
| Wai Kee Yeung | Yude Capital Management Limited | 2020–2023 |