John Le Hien Pham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Le Hien Pham, a licensed former licensee with CE reference AXQ759. This person has 11.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-03 | 2026-06-08 |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
Rep | Type 9 - Asset management | 2019-06-25 | 2026-06-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-31 | 2016-02-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-29 | 2016-02-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-18 | 2016-02-18 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-07-18 | 2013-08-31 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as John Le Hien Pham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Christophe Eric Pascal Grosperrin | ZhongYi Investment Managers Limited | 2019–2026 |
| Darius Lai Yan Yuen | ZhongYi Investment Managers Limited | 2019–2026 |
| Stephen Cheuk Kin Law | ZhongYi Investment Managers Limited | 2020–2026 |
| Shun Cheung Ng | ZhongYi Investment Managers Limited | 2022–2026 |
| Nan Lu | ZhongYi Investment Managers Limited | 2021–2024 |
| Ernest Cheon | ZhongYi Investment Managers Limited | 2019–2021 |
| Thomas Shui Cheong Tsao | ZhongYi Investment Managers Limited | 2023–2025 |
| Jiayang Gao | ZhongYi Investment Managers Limited | 2019–2021 |
| Ka Chun Tai | ZhongYi Investment Managers Limited | 2022 |
| Rawen Zhi Hong Huang | ZhongYi Investment Managers Limited | 2025–2026 |