Wells Fargo Securities Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wells Fargo Securities Asia Limited, CE reference AQP592. Currently licensed for regulated activity type(s) 1, 2, 4, 6. Current licensed staff on file: 31.
Registered address
2705-2709, 27/F, Three Pacific Place, 1 Queen's Road East
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-04-25 | present |
| Type 2 — Dealing in futures contracts | 2022-11-02 | present |
| Type 4 — Advising on securities | 2008-04-25 | present |
| Type 6 — Advising on corporate finance | 2008-04-25 | present |
| Type 9 — Asset management | 2008-04-25 | 2023-02-24 |
Licensed staff (31)
As of
| Name | Activities | Since |
|---|---|---|
| Mayurh Aggarwal | RO 1, 2, 4 | 2022-11 |
| Rebecca Dawn Jones 林若欣 | RO 6 Rep 1, 4 | 2025-01 |
| Lee Shin Koh 高立迅 | RO 1, 4, 6 | 2022-12 |
| Ken-Edouard Ton 孫名寶 | RO 1, 4 | 2024-01 |
| Mandy Man Yi Wan 尹敏兒 | RO 1, 2, 4 | 2022-11 |
| Xue (SFC:ARM171) Wang 王雪 | RO 1, 2, 4 | 2026-03 |
| Aezel Ann Beltran Zamora | RO 2 Rep 1, 4 | 2022-11 |
| Jun Wye An 安埈位 | Rep 1, 4 | 2014-03 |
| Chun Yin (SFC:BVK973) Chan 陳俊彥 | Rep 1, 4, 6 | 2024-10 |
| Yuen Ting Cheung 張婉婷 | Rep 1, 4, 6 | 2022-08 |
| Hyojin Cho | Rep 1, 4 | 2023-10 |
| Kalpa Goel | Rep 1, 2, 4 | 2024-03 |
| Fu Jen Hsieh 謝輔仁 | Rep 1, 4 | 2016-08 |
| Chin Lun Huang 黃敬倫 | Rep 1, 4 | 2017-11 |
| Doyoung Kim | Rep 1, 4 | 2019-08 |
| Chun Wai Jonathan Kwok 郭秦瑋 | Rep 1, 4, 6 | 2014-11 |
| Ho Ming Lam 林浩銘 | Rep 1, 4, 6 | 2023-08 |
| Man Kay Lau 劉文祈 | Rep 1, 4, 6 | 2022-08 |
| Jung Fang Lin 林榕芳 | Rep 1, 4 | 2015-03 |
| Andrea Hai En Liu 廖凯恩 | Rep 1, 4, 6 | 2023-03 |
| You Kyoung Oh | Rep 1, 4, 6 | 2023-10 |
| Gavin John Ottery | Rep 1, 4 | 2015-03 |
| Wenchan Qu 曲文禪 | Rep 1, 2, 4 | 2022-12 |
| Xiaoyi Shen 沈曉懿 | Rep 1, 4 | 2011-01 |
| Pik Wang Suen 孫碧泓 | Rep 1, 4 | 2017-03 |
| Jianfeng (SFC:BSU051) Sun 孫劍峰 | Rep 1, 4, 6 | 2022-08 |
| Curtis Siu Hang Tong 湯兆恆 | Rep 1, 4 | 2023-07 |
| Hiroyuki Wakimoto 脇本博之 | Rep 1, 2, 4 | 2023-06 |
| Maojia Wan 萬茂佳 | Rep 1, 4, 6 | 2022-08 |
| Zenia Wing Sze Yau 尤詠詩 | Rep 1, 4, 6 | 2022-08 |
| Huaisong Zhou 周懷松 | Rep 1, 4 | 2020-09 |
Showing 1–31 of 31