Hong Kong SFC Licensed Firms Directory

Deloitte & Touche Corporate Finance Limited CE AFB643 - active, 4 staff Central China International Securities Co., Limited CE BFI947 - active, 9 staff China Securities Holdings Limited CE ABE233 - inactive Chee Tak Securities Limited CE ABH583 - active, 1 staff CTBC Bank Co., Ltd. CE ABM849 - active Century City Securities Limited CE ABN585 - inactive Chang Hwa Commercial Bank, Ltd. CE ABR806 - inactive Coutts & Co AG CE ABR813 - inactive China Renaissance Broking Services (Hong Kong) Limited CE ABY953 - active, 5 staff Hash Blockchain Limited CE BPL992 - active, 23 staff New China Asset Management (Hong Kong) Limited CE BBI001 - active, 19 staff CBRE Investment Management (Asia) Limited CE ACA562 - inactive Centurion Corporate Finance Limited CE ACB092 - active, 2 staff Cheng Yam On Securities Limited CE ACD768 - inactive Clover Securities Company Limited CE ACH142 - inactive CASH Mobile Financial Services Limited CE ACH819 - inactive Capital International, Inc. CE ACI029 - active, 52 staff Capital Research Company CE AFA645 - inactive Matthews Global Investors (Hong Kong) Limited CE AWP025 - active, 13 staff Fidelity Management & Research (Hong Kong) Limited CE ARI747 - active, 43 staff Ge Shang Investment (Hong Kong) Limited CE AFR854 - active, 4 staff Elephas Investment Management Limited CE BGB208 - active, 6 staff Principal Global Investors (Hong Kong) Limited CE AAB864 - inactive Chuangs & Co. Limited CE ACI595 - inactive China Sky Securities Limited CE ACI678 - active, 14 staff China Angel Fund Management (HK) Company Limited CE AXO397 - active, 9 staff Formax Asset Management Limited CE BDG936 - inactive Chan Ngok Ming Securities Limited CE ACI710 - inactive Consolidated Trust Company Limited CE ACL896 - inactive Carrier Stock Investment Company Limited CE ACU190 - active, 6 staff Cooperatieve Rabobank U.A. CE ADB883 - active Credit Suisse (MERGED TO AAP920 w.e.f. 13/5/05) CE ADO877 - inactive CU Securities Limited CE ADQ694 - inactive Celestial Capital Limited CE ADT047 - inactive China Hong Kong Capital Asset Management Company Limited CE ADV932 - active, 2 staff Formax Securities Limited CE BDL593 - inactive Okasan International (Asia) Limited CE AAE074 - active, 15 staff Carlyon Asset Management Limited CE BJH953 - active, 12 staff Hope Chain Asset Management Co., Limited CE BNP876 - active, 14 staff Evergain Funds Limited CE BBG322 - inactive China Guard Investments Limited CE ADZ395 - inactive Comgest Far East Limited CE AEB922 - active, 4 staff China Everbright Assets Management Limited CE AGC028 - active, 9 staff Everbright Capital Management Limited CE APF194 - inactive Fortis Investment Management Hong Kong Limited CE ANY408 - inactive China International Capital Corporation (International) Limited CE AEE667 - inactive CITIC CLSA Capital Partners HK Limited CE AEI057 - active, 31 staff Greater Bay Area Development Fund Management Limited CE BMR569 - active, 27 staff Mirae Asset Capital (China) Limited CE AZK853 - active, 4 staff Asia Alternatives Advisor Hong Kong Limited CE AWJ200 - active, 9 staff Henderson Global Investors (Hong Kong) Limited CE AGN381 - inactive Carlyle Global Credit (Asia) Limited CE BEV685 - inactive Silverhorn Investment Advisors Limited CE AWE828 - active, 6 staff CSI Partners HK Limited CE BFO448 - inactive Cheer Union Securities Limited CE AEO675 - active, 10 staff SynerWealth Financial Limited CE ARK752 - inactive Rakuten Securities Hong Kong Limited CE AIM232 - active, 6 staff HuaGe Securities Limited CE BOP130 - inactive Pinetree Securities Limited CE BJQ404 - inactive Grand Onward Securities Limited CE ACT174 - inactive Roctec Securities Company Limited CE AAF100 - active, 3 staff Roctec Futures Trading Company Limited CE AAJ976 - active, 3 staff Roctec Investment Limited CE AAF133 - inactive CDIB Management (HK) Limited CE AER669 - inactive Commerz Securities Hong Kong Limited CE AEU726 - inactive China Reserve Securities Limited CE AFA646 - active C F C Securities Limited CE AFB093 - inactive CSC Financial Services Limited CE AFC949 - inactive CVC Asia Pacific Limited CE AFD202 - active, 30 staff Providence Equity Asia Limited CE AOY516 - inactive Permira Advisers Limited CE AQX038 - active Lehman Brothers Asia Holdings Limited CE AAE686 - inactive CIMB Bank Berhad CE AFJ901 - active CWB Hong Kong Limited CE AFQ783 - active, 6 staff Redwood Peak Limited CE APG235 - active, 2 staff Pittodrie Finance Limited CE AYW736 - inactive Cambrian Finance Limited CE BVK433 - active, 5 staff Fortis, Sheriffs & Browns Asia Co. Limited CE BIJ009 - active, 2 staff orientiert International Markets Limited CE ALF590 - active, 2 staff China Tonghai (IA) Limited CE AFR625 - inactive CTW Securities Limited CE AGC150 - inactive CF Global (HK) Limited CE AGD005 - active, 4 staff State Street Securities Hong Kong Limited CE BAN064 - active, 11 staff CCB Securities Limited CE AGJ534 - active, 7 staff China Finance Holdings Limited CE AGK049 - inactive CA Indosuez (Switzerland) SA CE AGM683 - active China Everbright Bank Company Limited CE AGN963 - active CES Capital International (Hong Kong) Co., Limited CE AGT955 - inactive Cathay United Bank Company, Limited CE AGV591 - active China Shenghai Investment Management Limited CE AGX454 - inactive Credit Industriel et Commercial CE AGY093 - active COL Securities (HK) Limited CE AHF149 - inactive China Merchants Bank Co. Limited CE AHN815 - active Cheetah Investment Management Limited CE AHZ640 - active, 2 staff CMB International Capital Holdings Corporation Limited CE AJB801 - inactive Computershare Hong Kong Investor Services Limited CE AJE219 - active, 21 staff CITIC Frontier China Research Limited CE AJK805 - inactive China Construction Bank Corporation CE ALG498 - active Champlus Asset Management Limited CE ALP695 - inactive China System Securities Limited CE ALW339 - active, 20 staff Mage Securities Limited CE AFS455 - active, 7 staff Funde Securities Limited CE BHT984 - active, 4 staff Innov Harbor Asset Management Limited CE BGX443 - active, 2 staff Wonderland International Asset Management Limited CE BGP105 - active, 2 staff Master Trademore Securities Limited CE ADC021 - active, 6 staff Business Futures Limited CE AFJ876 - inactive Cowen Structured Products Hong Kong Limited CE AMV245 - inactive CC Finance Limited CE ANA525 - inactive CC SIF Advisory Limited CE ANE045 - active, 5 staff Haitong International Capital (HK) Limited CE ARB441 - inactive Countrywide Capital Markets Asia (H.K.) Limited CE ANT428 - inactive CICC US Securities, Inc. CE AOO539 - inactive Cushman & Wakefield Capital Asia (HK) Limited CE APJ878 - inactive CALF Investment Advisors Limited CE APR960 - inactive Capital Gateway Investments (Asia) Limited CE AQS450 - inactive Celera Markets Limited CE ARB697 - active, 3 staff TransAsia Private Capital Limited CE AZR590 - active, 12 staff Cube Capital HK Limited CE APK380 - inactive Vana Holdings Limited CE BLW107 - inactive Grandly Financial Services Limited CE BDB792 - active, 7 staff Wing Fung Securities Limited CE AAV717 - active, 26 staff Wing Fung Futures Limited CE AMU683 - active, 25 staff Original Group Securities Limited CE BIG959 - active Lumineux Securities Limited CE BOU462 - inactive Heritvest Wealth Management (Hong Kong) Co., Limited CE BNC350 - active, 4 staff Hou Tak Securities Limited CE ABN233 - inactive Realink Financial Trade Limited CE AFJ685 - active, 4 staff Kaiser Securities Limited CE ABT487 - active, 17 staff Entersys Asset Management Hong Kong Limited CE BJS897 - active, 2 staff Yee Tai Asset Management Limited CE BNN736 - active, 2 staff Citadel Securities (Hong Kong) Limited CE ARO399 - active, 42 staff Eclipse Options (HK) Limited CE AOP087 - active, 27 staff Interactive Brokers Hong Kong Limited CE ADI249 - active, 83 staff NF Trinity Capital (Hong Kong) Limited CE BDM193 - inactive Optiver Trading Hong Kong Limited CE APO583 - active, 11 staff UBS Derivatives Hong Kong Limited CE AAY107 - inactive Interactive Brokers LLC CE AEX264 - inactive Susquehanna Hong Kong Limited CE ARM224 - active, 7 staff Maven Asia (Hong Kong) Limited CE BJF060 - inactive XY Asset Management Limited CE BSQ115 - active, 1 staff CICC US Securities (Hong Kong) Limited CE AWS426 - active, 50 staff China International Capital Corporation Hong Kong Futures Limited CE AWQ263 - active, 244 staff China Rise Securities Asset Management Company Limited CE ASZ577 - active, 7 staff Rhine Asset Management Company Limited CE BNQ765 - active, 2 staff Kai Yin Securities Limited CE BHC102 - active, 4 staff Gransing Securities Co., Limited CE AER434 - active, 16 staff Centrum Capital International Limited CE AUD356 - inactive China Minsheng Banking Corp., Ltd. CE AUD728 - active China Earthcare Capital Limited CE AUE103 - inactive Coventry Capital HK Limited CE AUG861 - inactive CC Real Estate Advisory Limited CE AUW585 - active, 2 staff Central Wealth Securities Investment Limited CE AVE583 - active, 9 staff Central Wealth Futures Limited CE BFW317 - inactive Central Wealth Asset Management Limited CE BJL164 - active, 3 staff Oriental Wealth Securities Limited CE ARJ116 - inactive Oriental Wealth Futures Limited CE ASM291 - inactive Chinawide Securities Limited CE AVF505 - inactive China Demeter Securities Limited CE AVN412 - active, 6 staff Nine Rivers Capital Partners Limited CE BFT108 - inactive Winwin Securities Limited CE ABM401 - active, 2 staff Enhanced Securities Limited CE AWP684 - active Baron Asia Limited CE AJF349 - inactive HSBC Broking Securities (Asia) Limited CE ABX727 - active, 46 staff HSBC Broking Futures (Asia) Limited CE AAG075 - active, 39 staff HSBC Broking Forex (Asia) Limited CE ACL069 - active, 36 staff CPIC Investment Management (H.K.) Company Limited CE AVQ695 - active, 18 staff Dongxing Securities (Hong Kong) Asset Management Company Limited CE BII798 - active, 7 staff PIMCO Asia Pte Ltd CE AMO249 - inactive Green Renaissance Capital Limited CE BRZ579 - inactive Neo-Criterion Capital Limited CE BCS288 - active, 3 staff Dantai Capital Limited CE BCZ158 - active, 4 staff China Pinnacle Equity Management Limited CE BKY108 - active, 6 staff Capstone Capital Management Limited CE BTU079 - active, 9 staff CCB Principal Asset Management (Hong Kong) Co., Limited CE BOS228 - active, 11 staff Shinhan Asset Management (Hong Kong) Limited CE AVY549 - inactive Chubb Investment Management (HK) Limited CE AVR438 - active, 47 staff iCapital Hong Kong Limited CE BTM925 - active, 9 staff Yunfeng Asset Management Limited CE AWN412 - active, 7 staff China Re Asset Management (Hong Kong) Company Limited CE BEZ809 - active, 25 staff Pacific Crest Partners Limited CE BSE058 - active, 2 staff ExodusPoint Capital Management Hong Kong, Limited CE BOU243 - active, 13 staff Pulse Wealth Limited CE BRZ285 - inactive Zurich Advisory (HK) Limited CE AFK486 - inactive Zhonghui International Futures Company Limited CE BHC645 - active, 7 staff Spruce Light Asset Management Company Limited CE BGN231 - active, 3 staff Dynasty Alliance Investment Management Limited CE BGB564 - active, 34 staff Gayang Securities Limited CE AFW106 - active, 8 staff Prominence Investment Management Limited CE BJP613 - active, 8 staff Meyer Capital Group Limited CE BIZ361 - active, 2 staff Yellow River Securities Limited CE BIX927 - active, 5 staff SoFi Securities (Hong Kong) Limited CE AXL143 - active, 11 staff ConvergEx Asia Pacific Limited CE AWD548 - inactive Canaccord Genuity (Hong Kong) Limited CE AWF419 - active, 5 staff Renaissance Capital (Hong Kong) Limited CE AVI442 - inactive Knight Capital Asia Limited CE ADX009 - inactive Keefe, Bruyette & Woods Asia Limited CE AUI281 - inactive China Glory Securities Company Limited CE AWF639 - inactive Complus Asset Management Limited CE AWX256 - active, 23 staff Turiya Advisors Asia Limited CE ALP490 - active, 4 staff Alphadyne Asset Management (HK) Limited CE ASC630 - inactive ROYAL MORGAN FUND MANAGEMENT CO. LIMITED CE BJP312 - active, 3 staff China Railway & Aviation Securities Limited CE BNG018 - active, 2 staff Capula Investment Management Asia Limited CE AZE893 - active, 22 staff Vanhau Asset Management Limited CE BIC884 - inactive CR Capital Investment Management Limited CE BMX562 - active, 9 staff EnSphere Investment Management Limited CE BNG130 - active, 7 staff FIG HK (Hong Kong) Limited CE BEA084 - inactive Conning Asia Pacific Limited CE AYW749 - active, 15 staff Oriental Ever Investment Limited CE BIS925 - inactive Jinrui Futures (Hong Kong) Limited CE AOY332 - active, 7 staff VI Asset Management Company Limited CE BJB683 - active, 6 staff PGIM (Hong Kong) Limited CE AAH625 - inactive, 13 staff MY.Alpha Management HK Advisors Limited CE APJ354 - active, 21 staff Carlyle Hong Kong Equity Management Limited CE AZD484 - active, 17 staff TCW Asia Limited CE ABM877 - active, 3 staff China Orient International Asset Management Limited CE AZD667 - active, 16 staff FrontPoint Management (Hong Kong), Ltd. CE ALF326 - inactive Dongxing Securities (Hong Kong) Company Limited CE BBY779 - active, 26 staff Adamas Asset Management (HK) Limited CE AZF321 - inactive CIF Securities Futures Limited CE BMV833 - active, 7 staff Chaos International Financial Limited CE ABE516 - inactive CIF Global Markets (HK) Limited CE BJT648 - inactive Fullgoal Asset Management (HK) Limited CE AZX665 - active, 49 staff Convoy Capital Hong Kong Limited CE AZF528 - inactive CLC International Limited CE AZV179 - inactive CC Strategic Partners Limited CE AZY010 - inactive Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited CE BAS383 - active, 29 staff Leo Capital Corp (Hong Kong) Limited CE BIH055 - active, 19 staff CBRE Capital Advisors Asia Pacific Limited CE BBM048 - active, 3 staff Union Gaming Securities Asia Limited CE BEE913 - inactive CITIC Securities International Global Markets Limited CE BIG262 - active, 176 staff China Innovation Capital Limited CE BDI700 - inactive CVP Capital Limited CE BDU598 - inactive China Sunrise Asset Management Limited CE BEA129 - active, 3 staff CG Partners Asset Management Co., Limited CE BFN572 - active, 3 staff Zongyou Capital Co. Limited CE BOP936 - inactive China Prospect Securities Limited CE BGB759 - active Constellar Capital Partners Hong Kong Limited CE BGB790 - active, 6 staff Man Investments (Hong Kong) Limited CE BUD110 - active, 19 staff Fountainhead Partners Company Limited CE BFX974 - active, 12 staff Lighthorse Asset Management (HK) Limited CE ASZ096 - inactive Thaddeus Capital Management (HK) Limited CE AOE131 - inactive Chuenman Securities Limited CE BGP488 - inactive China Post & Capital Global Asset Management Limited CE BGP596 - active, 2 staff China Zheshang Bank Co., Ltd. CE BHF065 - active China Chengtong (Hong Kong) Asset Management Company Limited CE BHF234 - active, 9 staff North Beta International Securities Limited CE ARR717 - active, 3 staff ARTE Capital Management Limited CE BNV367 - active, 9 staff Soochow Securities International Asset Management Limited CE AYA628 - active, 11 staff Core Capital Securities Limited CE BHF994 - active, 4 staff