Henderson Global Investors (Hong Kong) Limited

亨德森全球投資(香港)有限公司
CE No. AGN381 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henderson Global Investors (Hong Kong) Limited (亨德森全球投資(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AGN381. Current licensed staff on file: 0 (total recorded over time: 22).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 2018-08-15
Type 4 - Advising on securities Pre-2003 2018-08-15
Type 6 - Advising on corporate finance Pre-2003 2005-01-19

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (22)

Active on date
Name Activities First licensed To
Yuen Ching Lei 李婉菁 RO 1, 4 Rep 1, 4 2011-10 2018-08
See Man Fong 方詩敏 Rep 1, 4 2008-04 2017-12
Alexander Jonathan Henderson RO 1, 4, 6 Pre-2003 2017-12
Pui Yan Lam 林貝欣 Rep 1, 4 2015-01 2017-03
Vincent Wai Ching Yau 游偉政 Rep 1, 4 2015-12 2016-12
Siu Chi Chan 陳少芝 RO 1, 4 Rep 1, 4 2012-10 2016-09
Stanley Chi Hin Lam 林子軒 Rep 1, 4 2014-07 2015-09
Ka Tung Kwan 關家棟 Rep 1, 4 2013-08 2014-09
Tsz To So 蘇子滔 Rep 1, 4 2014-04 2014-04
Ming Shu 舒明 RO 1, 4 Rep 1, 4 2006-04 2013-08
Cheung Ching Lam 林長青 Rep 1, 4 2007-05 2012-12
En Leong Chin 陳恩良 Rep 1 2008-11 2011-12
Albert Chun Hong Sze 施振康 RO 1, 4 Rep 1, 4 2008-08 2011-08
Jennifer Yen Ling Mak 麥燕玲 Rep 1, 4 2007-06 2009-10
Carol Lee Park RO 1, 4 Rep 1, 4 2006-07 2009-03
King Fung Cheung 張景峰 Rep 1, 4 2008-11 2009-01
Linda Wing Sze Luk 陸穎詩 RO 1, 4 Rep 1, 4 2005-03 2008-06
King Hong Cheung 張景康 Rep 1, 4 2006-10 2008-04
Daniel Chee Fung Lau 劉智峯 Rep 1, 4 2005-11 2006-07
Wei Wu 鄔煒 Rep 1, 4, 6 Pre-2003 2006-01
Lucian Ho Lap Wu 胡可立 RO 1, 4 Rep 1, 4, 6 Pre-2003 2005-12
Nicholas Philip Hugh Hadow RO 1, 4, 6 Pre-2003 2003-11
Showing 1–22 of 22

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