Chan Ngok Ming Securities Limited
陳岳明證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chan Ngok Ming Securities Limited (陳岳明證券有限公司), a Hong Kong-based licensed corporation with CE reference ACI710. Current licensed staff on file: 0 (total recorded over time: 9).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2024-03-14 |
| Type 4 - Advising on securities | Pre-2003 | 2004-11-17 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-17 |
| Type 9 - Asset management | Pre-2003 | 2004-11-17 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wing Wang Chan 陳永宏 | RO 1, 4, 6, 9 | Pre-2003 | 2023-10 |
| Wing Hang Chan 陳永恆 | RO 1 Rep 1 | 2004-09 | 2023-10 |
| Pinco Wai Yin Chan 陳慧賢 | Rep 1 | 2006-04 | 2023-03 |
| Yin Kan Chan 陳應根 | Rep 1, 4, 6, 9 | Pre-2003 | 2023-02 |
| Winnie Wai Yee Chan 陳慧薏 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2023-02 |
| Kit Yee Lui 雷潔儀 | Rep 1 | 2005-03 | 2023-02 |
| Siu Ling Siu 蕭小玲 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-04 |
| Wing Keung Chan 陳永強 | RO 1, 4, 6, 9 | Pre-2003 | 2005-04 |
| Ngok Ming Chan 陳岳明 | RO 1, 4, 6, 9 | Pre-2003 | 2004-09 |
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