Hong Kong SFC Licensed Firms Directory

JT Capital Asset Management Limited CE BJR201 - active, 4 staff SDIC Securities International Financial Holdings Limited CE ADS612 - active Karl-Thomson Securities Company Limited CE ACE607 - active, 18 staff Corres International HK Co., Limited CE BLN406 - active Ping An Securities (Hong Kong) Futures Company Limited CE AXR954 - active, 8 staff South China Forex Limited CE AQE524 - active Circle Six Capital (Hong Kong) Limited CE BHH721 - active Changchun Securities Limited CE BHO274 - active, 6 staff Kingsway Unit Trust Managers Limited CE AAI488 - active VSTH Capital Global Asset Management Limited CE BJR972 - active, 2 staff Holly International Asset Management Company Limited CE BHY994 - active, 5 staff Platform Asset Management Limited CE BFD600 - active China Transfer Capital Investment Limited CE BHT909 - active China International Securities Limited CE BHY490 - active, 2 staff HTF Securities Limited CE BNO909 - active, 7 staff VBG Asset Management Limited CE BPD344 - active, 2 staff Fargo Space Partners Limited CE BOW940 - active, 3 staff Head & Shoulders Asset Management Limited CE AZC836 - active, 4 staff Ruibang Securities Limited CE BIJ312 - active, 5 staff CEB International Asset Management Corporation Limited CE BIC461 - active, 10 staff Guosen Securities (HK) Asset Management Company Limited CE AUX572 - active, 14 staff Fosun International Asset Management Limited CE BPX707 - active, 14 staff Canfield Securities Company Limited CE BIH478 - active, 6 staff Goldenspring Asset Management Limited CE BVG215 - active, 3 staff SCtrade.com Limited CE ABI434 - active Constance Capital Limited CE BIH639 - active, 3 staff Nerico Brothers Limited CE AGK862 - active Chinagri Cheung Kong Company Limited CE BQE327 - active, 2 staff Marketsense Asset Management Limited CE BIZ106 - active China Hanya Securities Limited CE BIJ698 - active Conrad Investment Services Limited CE BIV795 - active, 6 staff Up Up Securities Limited CE BOK256 - active CMBC International Capital Limited CE BIY679 - active, 25 staff Caitong International Capital Co., Limited CE BNO823 - active, 9 staff Guotai Junan Capital Limited CE AGS488 - active, 136 staff KGI Capital Asia Limited CE ADT039 - active, 6 staff Success New Spring Capital Limited CE AWF017 - active Fortune Financial Capital Limited CE ARN695 - active, 7 staff Yue Xiu Capital Limited CE BOA034 - active, 9 staff Lego Corporate Finance Limited CE BGE921 - active, 20 staff Innovax Capital Limited CE BDT371 - active, 15 staff Southwest Securities (HK) Capital Limited CE AIC042 - active Luk Fook Capital (HK) Limited CE BIZ642 - active, 3 staff RaffAello Capital Limited CE AZG924 - active, 4 staff Octal Capital Limited CE AVW345 - active, 12 staff Shanxi Securities International Capital Limited CE BIJ642 - active, 13 staff Huabang Corporate Finance Limited CE BHD369 - active China DIFI Securities Limited CE BJF033 - active, 6 staff Kaiser Futures Limited CE ADB079 - active, 14 staff Magusta Futures Limited CE ACP202 - active Planetree Securities Limited CE AED194 - active, 10 staff Planetree Futures Limited CE AFB863 - active, 6 staff Planetree Discount Lending Limited CE BPJ458 - active, 7 staff CI Global Investments Asia Limited CE BJF081 - active Chiyu International Capital Limited CE BJS147 - active, 3 staff Ping An of China Capital (Hong Kong) Company Limited CE AWB701 - active, 58 staff China Ease Securities Limited CE BKL384 - active China Investment Fund International Securities Limited CE BLB379 - active Cerberus Asia Pacific Advisors II Limited CE BLV634 - active, 5 staff China Securities Limited CE BMI548 - active Cheung On Securities Limited CE BMP531 - active, 3 staff Wealth Legend Asset Management Limited CE ABG072 - active, 2 staff GL China Equity HK Management Limited CE BNN739 - active, 3 staff CNCBI Asset Management Limited CE BMQ774 - active Capari Asset Management (Hong Kong) Limited CE BNC934 - active COFCO Futures (International) Co., Limited CE BNE728 - active, 17 staff Kam Luen Securities Limited CE AEM925 - active, 6 staff China Shandong International Asset Management Limited CE BNH481 - active, 3 staff Canyon Capital Advisors (Hong Kong) Limited CE BOI415 - active, 4 staff Claren Road Asia Limited CE ART999 - active COS-Capital Hong Kong International Co. Limited CE BOR627 - active, 3 staff Kingsway Capital Limited CE ACB578 - active, 6 staff Greentech Technology Asset Management Company Limited CE ADD273 - active China Silver Bullet Securities Company Limited CE BOU267 - active, 2 staff Partners Capital Securities Limited CE AIN695 - active, 6 staff Partners Asset Management (HK) Limited CE ANR583 - active, 8 staff SIFT Capital Partners Limited CE BBE413 - active, 3 staff Old Peak Capital Limited CE BDF608 - active CES Forex (HK) Limited CE ACI995 - active, 96 staff Cosmos One Capital Limited CE BOZ756 - active, 13 staff BNP Paribas Peregrine Futures Limited CE AEN386 - active Chicago Trading Company (CTC) Limited CE BPE111 - active CC Kingdom Corporate Finance Limited CE BPF359 - active, 6 staff Kingdom Securities Limited CE BQB316 - active, 2 staff CC Venture Capital Limited CE BQT430 - active, 5 staff Superactive Financial Group Company Limited CE AYB898 - active, 5 staff Lei Shing Hong Securities Limited CE ACS909 - active, 9 staff Prime Courage Securities Company Limited CE AWO436 - active, 5 staff Global Credit Securities Limited CE ABF006 - active Lei Shing Hong Finance Limited CE ADY112 - active Changyuan Securities Limited CE BPJ907 - active Celadon Partners (Asia Pacific) Limited CE BPN457 - active, 7 staff Ion Pacific Limited CE BFI201 - active, 6 staff Abax Global Capital (Hong Kong) Limited CE AOR149 - active, 10 staff Citrus Securities Limited CE BPX754 - active, 3 staff Sinostar Securities Limited CE BDH216 - active Thomas Global Financial Services Limited CE ADN237 - active C. Xin Asset Management Limited CE BQD043 - active, 2 staff RHB Asset Management Limited CE AQJ902 - active Grand Alliance Asset Management Limited CE ADZ845 - active, 19 staff China Industrial Securities International Asset Management Limited CE AZB374 - active, 12 staff JT Capital Management Limited CE AVS144 - active Forwin Securities Group Limited CE BEI223 - active Forwin Capital Management Limited CE BDD860 - active, 2 staff C-Lab Investments Limited CE BQS702 - active CII Advisory Limited CE BQT820 - active, 3 staff Candescent Capital Limited CE BRD720 - active, 5 staff Livermore Holdings Limited CE BJN764 - active, 10 staff CITIC CFI Securities Company Limited CE BRD739 - active, 35 staff CITIC Futures International Company Limited CE BFL318 - active, 37 staff CITIC CFI Asset Management Company Limited CE BUG102 - active, 5 staff Zhongda (Hong Kong) Futures Limited CE BIG323 - active Hao Tian International Futures Limited CE BHH235 - active Core Securities Company Limited (The) CE AVO854 - active, 5 staff CDIB Capital International (Hong Kong) Corporation Limited CE BRI450 - active, 14 staff Astrapto Capital Partners (HK) Limited CE BRQ711 - active, 2 staff Rivendell Partners Limited CE BLU716 - active Vontobel Wealth Management (Hong Kong) Limited CE BAO421 - active Albourne Partners (Asia) Limited CE AKX858 - active, 14 staff Carlyle Asia Limited CE BRM620 - active, 8 staff CPPIB AE Investments Asia Limited CE BRT520 - active, 9 staff CPPIB RA Investments Asia Limited CE BRT522 - active, 17 staff Lux Aeterna Capital Limited CE BQP453 - active, 9 staff Cambridge Associates Hong Kong Private Limited CE BRV471 - active, 10 staff Legg Mason Asset Management Hong Kong Limited CE ACT053 - active Legg Mason International Equities (Hong Kong) Limited CE AAJ408 - active CVG Capital Co, Limited CE BRZ292 - active, 7 staff Chocolate Finance HK Limited CE BSF252 - active, 4 staff Mint Capital Limited CE BVD729 - active, 1 staff CSpro (Hong Kong) Limited CE BSH213 - active, 1 staff Chenghe Capital Management Limited CE BSU322 - active, 2 staff CG Asset Management Limited CE BSU466 - active, 4 staff Well Link Securities Limited CE AMB404 - active, 4 staff Prior Securities Limited CE BEG494 - active, 1 staff Prior Asset Management Limited CE BDR227 - active, 1 staff Lamtex Securities Limited CE AAA721 - active CANTON MUTUAL FINANCIAL LIMITED CE BSU667 - active, 7 staff Longitude Asia Limited CE AHL305 - active, 7 staff Wellchamp Capital Limited CE ADT846 - active, 9 staff Richmond Asset Management Limited CE ABA047 - active Prosper Global Asset Management Limited CE BKZ166 - active, 2 staff ZQ Capital Hong Kong Limited CE BMN683 - active, 5 staff Qian Long Assets Management Company Limited CE BFY443 - active Fuh Hwa SITE Asset Management (Hong Kong) Limited CE ASE657 - active, 1 staff iTrade Securities Investment Limited CE BHL021 - active Wealth Management Cube Limited CE BEC913 - active, 5 staff Yupei Fortune Capital Limited CE BIC958 - active DC Wealth Management (HK) Limited CE BFT267 - active, 5 staff Clearstream Fund Centre (Hong Kong) Limited CE BSX369 - active, 7 staff Centuriam Limited CE BTG735 - active, 2 staff Daiwa Asset Management (H.K.) Limited CE AAB361 - active C Capital Investment Management Limited CE BTQ256 - active, 12 staff Well Link Asset Management Limited CE BCC645 - active Kylin International (HK) Co., Limited CE BCH442 - active Peak Capital Limited CE AKY982 - active, 6 staff China Harbour International Securities Limited CE BTW258 - active, 13 staff China Harbour International Capital Limited CE BTU140 - active, 8 staff Topleap Financial Capital Limited CE BUH363 - active, 3 staff China Harbour International Asset Management Limited CE BPJ126 - active, 9 staff Lucion International Asset Management Limited CE BSJ188 - active, 6 staff Sinohope Asset Management (Hong Kong) Limited CE BPK544 - active, 15 staff HC Securities (HK) Limited CE BRI780 - active, 2 staff Eurizon Capital Asia Limited CE BHO750 - active, 5 staff Macrowaters Asia Fund Management Limited CE BLG329 - active, 2 staff Proton Capital Limited CE AOY206 - active, 2 staff Hartford Capital Limited CE BNN686 - active, 2 staff Central International Securities Limited CE BUG656 - active, 3 staff Dingxin (Securities) Limited CE BOS734 - active, 3 staff SR Wealth Securities Limited CE BHF761 - active, 7 staff JQ Securities (Hong Kong) Limited CE BLF248 - active, 3 staff China Great Bay Area Fund Management Co., Limited CE BUO881 - active, 8 staff Canadas Assets Management Limited CE BUQ788 - active, 5 staff Prestige Securities Limited CE BFI474 - active Hooray Securities Limited CE AAD967 - active, 3 staff DaoKou Asset Management Limited CE BDA760 - active, 5 staff KEYSTONE CAPITAL LIMITED CE BGQ802 - active, 13 staff Cushman & Wakefield Capital Advisory Limited CE BUV618 - active, 3 staff Centaur Securities Limited CE BVD685 - active, 3 staff China Venture Fortune Securities Limited CE BVL122 - active, 3 staff Public Financial Securities Limited CE AAE431 - active, 8 staff Public Futures Limited CE ABR232 - active ICBC (Asia) Futures Company Limited CE AAJ563 - active Expedition Securities Limited CE BTU177 - active, 3 staff Credere Capital Limited CE BVP638 - active, 2 staff Zhong Ou Asset Management International Limited CE BLR959 - active, 16 staff KGI Securities (Hong Kong) Limited CE ADT493 - active INV Partners Limited CE ATW274 - active, 2 staff Cedarmont Partners Limited CE BWE795 - active, 2 staff Daintree Partners Limited CE BNP767 - active Centerbridge Partners Asia Limited CE BWK427 - active, 2 staff Country Capital Asia Limited CE BWP630 - active, 3 staff Solomon JFZ (Asia) Holdings Limited CE BIF175 - active, 15 staff Jingdong Securities Limited CE BJD171 - active Excellence Capital International Limited CE BUT513 - active, 2 staff Whole Grain Asset Management Company Limited CE BTT287 - active, 2 staff Xtreme Asset Management Limited CE BOB901 - active, 1 staff Renco Investments Limited CE BGV260 - active, 4 staff Infinite Success Assets Management Limited CE BGV030 - active, 2 staff Da Wan Asset Management Limited CE BMZ538 - active, 3 staff Daiwa SB Investments (HK) Limited CE AAB217 - active DBS Vickers Securities (Hong Kong) Limited CE AAC207 - active DBS Bank Ltd. CE AAC212 - active Dresdner Kleinwort Securities (Asia) Limited CE AAD661 - active Delta Asia Credit Limited CE AAH200 - active Deutsche Bank Aktiengesellschaft CE AAK077 - active DBS Kwong On Bank Limited CE AAK531 - active DZ BANK AG Deutsche Zentral-Genossenschaftsbank, Frankfurt am Main CE AAK560 - active Dah Sing Bank, Limited CE AAK565 - active DBS Bank (Hong Kong) Limited CE AAL664 - active Daiwa Securities SMBC (Asia) Limited CE AAW075 - active DL Brokerage Limited CE ABQ129 - active, 16 staff Stellar Securities Limited CE AEJ390 - active, 2 staff Tang Ping Kong Limited CE ACV070 - active Lee Tat & Company CE AAD069 - active D.J. Securities Limited CE ACD651 - active, 2 staff Daewoo Securities (Hong Kong) Limited CE ACO292 - active Daishin International (Hong Kong) Limited CE ADY878 - active Dashin Securities Limited CE AEG283 - active Drake & Morgan Limited CE AEO788 - active Donaldson, Lufkin & Jenrette Asia Securities Limited CE AEU487 - active DBS TD Waterhouse Securities (Hong Kong) Limited CE AFE349 - active DebtTraders, Limited - In Liquidation CE AFF925 - active Dah Sing Securities Limited CE AFM972 - active, 10 staff APAC Capital Advisors Limited CE ALB830 - active KVB Kunlun Securities (HK) Limited CE AQG528 - active Vegasoul Services Limited CE ALY533 - active KVB Kunlun Asset Management (HK) Limited CE BQK571 - active Devonshire Securities Limited CE AGD105 - active D. Yau and Company Limited CE AKO489 - active, 3 staff Dalton Capital (Hong Kong) Limited CE ALU764 - active D.B. Zwirn Asia Partners Limited CE ALZ371 - active DTC Investment Management (HK) Limited CE ARP532 - active, 4 staff Springboard Capital Limited CE ASW870 - active, 4 staff Boyer Allan Investment Management (Hong Kong) Limited CE ANQ500 - active SUN Partners Investment Management Limited CE AOC987 - active Daishin Securities Asia Limited CE ARQ107 - active Da Cheng International Asset Management Company Limited CE ATE045 - active, 19 staff De Riva Asia Limited CE ATN568 - active, 9 staff CLSA Futures Limited CE AAZ733 - active MF Global Securities HK Limited CE AMB186 - active K.K.M. Securities Limited CE ABM456 - active DigitalBridge Management Asia Limited CE AUN326 - active Diamond Dragon Advisors Limited CE AVC865 - active DLJ Real Estate Capital Partners (HK), Limited CE AXA176 - active, 2 staff Po Tai Securities (Hong Kong) Limited CE BJH199 - active Dayton Way Financial (HK) Limited CE AXG090 - active DST Investment Management Limited CE AYV588 - active, 5 staff Direxion Asia Limited CE BAZ386 - active, 4 staff Flow Traders Hong Kong Limited CE BJQ859 - active, 25 staff Dignari Capital Partners (HK) Limited CE BDE251 - active, 5 staff