Carrier Stock Investment Company Limited

嘉利證券投資有限公司

CE No. ACU190 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carrier Stock Investment Company Limited (嘉利證券投資有限公司), a Hong Kong-based licensed corporation with CE reference ACU190. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 6 (total recorded over time: 10).

Registered address

Unit 1A, 1/F, Man Hing Commercial Building, 79-83 Queen's Road Central

Licence history

Activity	From	To
Type 1 - Dealing in securities	present	present
Type 4 - Advising on securities	present	present
Type 6 - Advising on corporate finance	present	2004-07-28
Type 9 - Asset management	present	2004-07-28

Licensed staff (all-time) (10)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Ting Sik Ho 何廷錫	RO 1, 4, 6, 9	Pre-2003	Present
Winfred Kin Tak Ho 何健德	RO 1, 4, 6, 9	Pre-2003	Present
Fan Chan 陳藩	Rep 1, 4, 6, 9	Pre-2003	2007-12
Kwok Jui Chan 陳國銳	Rep 1, 4, 6, 9	Pre-2003	Present
King Chun Cheung 章琼珍	Rep 1, 4, 6, 9	Pre-2003	Present
Patty Po King Ho 何寶琼	Rep 1, 4, 6, 9	Pre-2003	Present
How Sun Low 羅厚燊	Rep 1, 4, 6, 9	Pre-2003	2004-01
Sandy Ching Lam Tam 譚正林	Rep 1	2008-12	2014-09
Sheung Ming Tam 譚上明	Rep 1, 4, 6, 9	Pre-2003	2024-04
David Wai Kit Tse 謝煒杰	Rep 1, 4, 6, 9	Pre-2003	Present