Principal Global Investors (Hong Kong) Limited

信安環球投資(香港)有限公司
CE No. AAB864 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Principal Global Investors (Hong Kong) Limited (信安環球投資(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAB864. Current licensed staff on file: 0 (total recorded over time: 106).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 2004-10-18
Type 4 - Advising on securities Pre-2003 2023-10-25
Type 5 - Advising on futures contracts Pre-2003 2004-10-18
Type 6 - Advising on corporate finance Pre-2003 2004-10-18
Type 9 - Asset management Pre-2003 2023-10-25

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (106)

Active on date
Name Activities First licensed To
Xi Wang 王曦 RO 4, 9 Rep 4, 9 2013-01 2023-10
Kenneth Kirk West RO 4, 9 2008-11 2023-10
Charles Stephen Anthony Brooke Rep 4, 9 2021-11 2022-12
Aofei Chang 常奧菲 Rep 4, 9 2022-01 2022-12
Yu Cheng Chang 張育誠 Rep 4, 9 2021-09 2022-12
Wenhan Chen 陳文翰 Rep 4, 9 2022-03 2022-12
Kwok Chee Chong 莊國幟 Rep 4 2021-07 2022-12
Prakash Gopalakrishnan Rep 9 2020-09 2022-12
Wing Shuen Ke 柯泳璇 Rep 4 2018-07 2022-12
Joon Young Kim Rep 4 2022-01 2022-12
Chee Sin Koh Rep 9 2022-11 2022-12
Lai Kwan Lam 林麗君 Rep 4 2017-06 2022-12
Wing Hang Leung 梁永恒 Rep 4, 9 2021-10 2022-12
Man Li 李曼 Rep 4, 9 2021-11 2022-12
Sin Sin Lo 羅倩倩 RO 4 Rep 4, 9 2020-09 2022-12
Xi Luo 羅希 Rep 4, 9 2021-10 2022-12
Han Peng 彭瀚 Rep 4, 9 2015-02 2022-12
Phillip Howard Hasenfus Saran 郝振毅 Rep 4, 9 2020-01 2022-12
Hee Jai Shin 申熙才 Rep 4 2014-06 2022-12
Raj Kumar Singh RO 9 Rep 4, 9 2016-10 2022-12
Suresh Kumar Singh Rep 4 2016-09 2022-12
Howe Chung Wan RO 9 Rep 9 2019-03 2022-12
Wing Leong Wong 王永亮 Rep 4, 9 2022-11 2022-12
Yuet Fong Yau 丘月芳 Rep 4 2022-07 2022-12
Junrui Ye 叶俊睿 Rep 4, 9 2018-11 2022-12
Ran Yu 郁然 Rep 4, 9 2013-08 2022-12
Ying Yu 余穎 Rep 4, 9 2020-10 2022-12
Yifan Zhang 張一凡 Rep 4, 9 2019-09 2022-12
Solomon Hing Pong Chang 陳興邦 Rep 4 2018-09 2022-06
Binay Chandgothia RO 4, 9 Rep 4, 9 2005-10 2021-06
Frederick Tennyson Laydon Rep 4 2019-12 2021-05
William Norhan Yu 庾諾行 Rep 4 2019-09 2020-11
Yang Xiao 蕭楊 Rep 4, 9 2013-03 2020-05
Helen Chang 張令遠 RO 4, 9 2009-01 2019-11
Geok Choo Celestine Khoo RO 4 2017-11 2019-10
Ricky Chi Ho Cheung 張稚灝 Rep 4 2018-06 2019-06
Yiwei Jiang 姜一葦 Rep 4, 9 2015-06 2018-08
Winnie Wai Yee Ho 何慧兒 Rep 4 2015-06 2018-08
Cham Ho 何湛 Rep 4 2014-07 2018-06
Fan Yang 楊帆 Rep 4, 9 2014-04 2018-04
Woon Sang Sze 史煥生 Rep 4 2013-12 2015-04
Jane Che Yin Fung 馮芷賢 Rep 4 2013-10 2014-12
Wai Ting Kung 龔偉廷 Rep 4, 9 2007-02 2013-12
Linda Lam Lam 林霖 Rep 4 2009-09 2013-09
Ka Shing Chu 朱加城 RO 4, 9 Rep 4, 9 2007-06 2012-11
Wai Hang Law 羅偉恆 Rep 4, 9 2007-05 2012-11
Ka Wai Chan 陳嘉威 Rep 4, 9 2007-06 2012-06
Crystal Chi Jing Lam 林芷貞 Rep 9 2009-08 2009-09
Chloe Suet Lai Lee 李雪麗 Rep 4 2008-10 2009-03
Ringo Pak Ming Sinn 冼百明 RO 4, 9 2005-10 2009-01
Mei Wan Chan 陳美雲 Rep 4 2008-01 2008-02
Eggie Hoi Kei Cheung 張凱琪 Rep 4 2007-10 2008-01
Winnie Wai Ling Chiang 蔣慧玲 Rep 4 2006-04 2008-01
Fanny Sau Kuen Chu 朱秀娟 Rep 4 2005-07 2008-01
Andy Chi Hang Ho 何自衡 Rep 4 2007-07 2008-01
Pui Man Ka 賈佩文 Rep 4 2007-03 2008-01
Man Lau 劉敏 Rep 4 2006-08 2008-01
Mary Pui Lan Lee 李佩蘭 Rep 4 2007-03 2008-01
Grace Yu Fun Li 李如歡 Rep 4 2007-10 2008-01
Pui Shan Li 李佩珊 Rep 4 2006-05 2008-01
Hau Sum Mak 麥巧心 Rep 4, 9 2004-04 2008-01
Wai Kit Sung 宋韋傑 Rep 4, 6, 9 Pre-2003 2008-01
Yuen Ling Tsang 曾琬玲 Rep 4 2007-05 2008-01
Bernie Chi Ho Wong 黃熾豪 Rep 4 2006-08 2008-01
Monica Mo Lan Wong 黃慕蘭 Rep 4 2006-06 2008-01
Pui Kei Wong 王珮琪 Rep 4 2006-04 2008-01
Pui Ching Yeung 楊佩貞 Rep 4 2007-08 2008-01
Tsz Man Cheung 張子文 Rep 4 2007-02 2007-11
Mei-Ying Chao 楊美瑛 RO 4, 9 2005-10 2007-10
Shuk Yee Kwan 關淑儀 Rep 4 2007-03 2007-10
Kin Keung Chung 鍾建強 Rep 4 2006-03 2007-09
John Kwok Kwong Woo 胡國光 Rep 9 2006-07 2007-09
Joann Siu Man Cheung 張小敏 Rep 4 2006-05 2007-07
Rachel Ching Fu 符清 Rep 1, 4 2004-04 2007-06
Adrian Yiu Kuen Yu 余耀權 Rep 4 2007-05 2007-06
Hong Ning Sum 沈康寧 Rep 4, 9 2006-08 2007-04
Hoi Lam Lee 李凱琳 Rep 4 2006-09 2007-03
Wing Tsan Fung 馮永贃 Rep 4, 9 2004-04 2007-01
Ying Fun Wong 黃應勳 Rep 4, 9 2005-11 2006-12
Wai Ching Lim 林瑋楨 Rep 4 2005-11 2006-08
Yuki Kwai Chun Lau 劉桂珍 Rep 4 2005-08 2006-05
Thomas Antonio Jaros RO 4, 9 2004-11 2005-12
Hing On Hung 孔慶安 RO 1, 4, 9 2004-04 2005-12
Carmen Wei Ching Lam Wong 林黃慧貞 Rep 4 2005-04 2005-12
Karen Ka Pik Kwok 郭嘉碧 Rep 4, 6, 9 Pre-2003 2005-06
Noel Yuk Fong Wong 黃玉芳 Rep 4, 6, 9 Pre-2003 2005-06
George Wing Yau Chan 陳永祐 RO 1, 4, 5, 6, 9 Pre-2003 2005-01
Ka Man Cheung 張嘉敏 Rep 4, 6, 9 Pre-2003 2004-08
Raymond Man Ho Leung 梁文豪 Rep 4, 6, 9 Pre-2003 2004-07
Johnny Pak On Woo 胡柏安 Rep 4, 6, 9 Pre-2003 2004-07
Ka Wai Lee 李家偉 Rep 1, 4, 6, 9 Pre-2003 2004-05
Wan Wai Lo 盧運威 Rep 4, 6, 9 Pre-2003 2004-04
Ethylyn G. Reyes Rep 4, 6, 9 Pre-2003 2004-04
Lim Heng Tan 陳林興 RO 1, 4, 5, 6, 9 Pre-2003 2004-03
Po Shan Chan 陳寶珊 Rep 1 2003-11 2004-03
Tak Cheong Wong 黃德昌 Rep 4, 6, 9 Pre-2003 2004-03
Man Yin Kam 甘敏賢 Rep 4, 6, 9 Pre-2003 2004-02
Kim Luan Fong Chia 方謝金鸞 RO 1, 4, 6, 9 Pre-2003 2004-01
Kwok Chun Wong 黃國俊 Rep 4, 6, 9 Pre-2003 2004-01
Linda Wing Sze Luk 陸穎詩 Rep 4, 6, 9 Pre-2003 2003-11
Showing 1–100 of 106

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