Principal Global Investors (Hong Kong) Limited
信安環球投資(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Principal Global Investors (Hong Kong) Limited (信安環球投資(香港)有限公司), CE reference AAB864. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2004-10-18 |
| Type 4 — Advising on securities | present | 2023-10-25 |
| Type 5 — Advising on futures contracts | present | 2004-10-18 |
| Type 6 — Advising on corporate finance | present | 2004-10-18 |
| Type 9 — Asset management | present | 2023-10-25 |
Licensed staff (0)
As of
| Name | Activities | Since |
|---|---|---|
| No current staff on file. | ||