Cowen Structured Products Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cowen Structured Products Hong Kong Limited ( ), a Hong Kong-based licensed corporation with CE reference AMV245. Current licensed staff on file: 0 (total recorded over time: 6). Earliest licence on file: 2006-10-20.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2006-10-20 | 2012-06-11 |
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| George Michel Lucien la Branche IV | RO 1 | 2010-01 | 2011-11 |
| David Isaac Mann | RO 1 Rep 1 | 2006-10 | 2009-07 |
| Hoi Chung Mok 莫海忠 | RO 1 | 2006-10 | 2007-03 |
| Ross James Moore | RO 1 | 2008-01 | 2009-10 |
| Raino Allen Saari | RO 1 | 2009-03 | 2011-11 |
| Kuo-Hao Lin 林國皓 | Rep 1 | 2011-05 | 2011-09 |
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