Hong Kong SFC Licensed Firms Directory

Asia Debt Management Hong Kong Limited CE AEN683 - active, 19 staff D&R International Capital Management (Hong Kong) Limited CE BEN083 - active D'Asie Asset Management Limited CE BFK520 - active, 3 staff Dakin Securities Limited CE BGU193 - active Dragon Investment Advisory Company Limited CE BHK241 - active, 2 staff China Vered Asset Management (Hong Kong) Limited CE AYK525 - active, 7 staff DSG Securities (Hong Kong) Limited CE BHL307 - active Dragon Financial Partners Limited CE BHL313 - active, 2 staff Deying International Securities Limited CE BIZ103 - active, 2 staff Sino Wealth Securities Limited CE AYU192 - active Profitech Securities Limited CE BOA307 - active, 1 staff Prudence Investment Management (Hong Kong) Limited CE ATB478 - active, 12 staff Dimensional Hong Kong Limited CE BJE760 - active, 6 staff UBS SDIC Asset Management (Hong Kong) Company Limited CE AXQ893 - active LCA Solutions Limited CE AVD961 - active, 6 staff Differ Financial and Securities Limited CE BKZ085 - active DT Securities & Futures Co. Limited CE BNC130 - active, 5 staff Shenyin Wanguo Online Broker (H.K.) Limited CE AEF207 - active Pacific Challenge Corporate Finance Limited CE AGH956 - active Pacific Challenge Futures Hong Kong Limited CE AER395 - active Shenwan Hongyuan Research (H.K.) Limited CE ADW588 - active, 23 staff Fuji Hong Kong Commodities Company Limited CE AAG657 - active, 7 staff Metro Capital Securities Limited CE ADW500 - active DCP Investment Advisors Limited CE BOW930 - active, 3 staff Draco Investment Management Limited CE BQF067 - active, 2 staff Darkhorse Wealth Management Limited CE BSG906 - active, 6 staff Infore Capital Management (Hong Kong) Company Limited CE BCH802 - active, 3 staff Doo Financial HK Limited CE BSM562 - active, 9 staff Fubon Fund Management (Hong Kong) Limited CE AAA662 - active, 4 staff Apollo Asset Management Limited CE AUL787 - active, 4 staff T & F Equities Limited CE AMI250 - active China Tian Yuan Commodities and Futures Limited CE BJI173 - active Esperanza Fintech (Securities) Limited CE BAO325 - active, 2 staff T & F Research Limited CE AIB204 - active Regent Financial Services Limited CE AAJ358 - active GP Bullhound Hong Kong Limited CE BLT169 - active SP Global Access Limited CE BIO246 - active Delta Fund Management Company Limited CE BSU114 - active, 3 staff Huge Asset Management Limited CE BGI060 - active National Asset Management Limited CE APB394 - active Golden Hen Securities and Futures Limited CE AUQ298 - active, 10 staff Full House Asset Management Company Limited CE BHR575 - active ESR Hong Kong Asset Management Limited CE BSH171 - active, 2 staff Demeter Investment Management Limited CE BTF385 - active, 4 staff DaoDe Investment (HK) Asset Management Limited CE BWE277 - active, 3 staff Vontobel (Hong Kong) Limited CE ARR382 - active, 21 staff Delftware Capital Management (HK) Limited CE BTJ474 - active, 7 staff UCAP Securities (HK) Limited CE BPK959 - active, 9 staff Leeds Fund International Limited CE BJX653 - active, 2 staff Leeds Securities Investment Limited CE BMS480 - active, 2 staff Open Asset Management Limited CE AAU795 - active, 6 staff Da Shi Tong Securities Limited CE BUG649 - active, 3 staff Integrity Construction & Development Securities Group Limited CE BIT628 - active, 4 staff Peak Cloud Limited CE BON628 - active DRW (Hong Kong) Limited CE BUG658 - active, 11 staff Qube Research & Technologies Hong Kong Limited CE BJJ249 - active, 65 staff DFX Labs Company Limited CE BUN619 - active, 6 staff Digital Climate Securities HK Limited CE BVB027 - active, 6 staff AIM Y.K. Hui Investment Consultants Limited CE ABI440 - active DigiFT Tech (Hong Kong) Limited CE BVE194 - active, 2 staff New Vision Asset Management Limited CE AYC323 - active Neutral Financial Holding Company Limited CE AFB361 - active, 10 staff BOCOM International Futures Limited CE BGZ962 - active Dawning Asset Management Limited CE BVG035 - active, 4 staff Honghu Best Global Family Office Limited CE BQR004 - active Goldlark (Hong Kong) Asset Management Company Limited CE BJQ844 - active, 4 staff Pegasus Fund Managers Limited CE AAI473 - active, 10 staff ETRADE Securities Limited CE AAE544 - active East Asia Investment Holdings Limited CE AAJ254 - active Equitas Capital Limited CE AAK674 - active EK Investment Management Limited CE ABA766 - active Everhot Securities Limited CE ABH246 - active Erste Group Bank AG CE AEX087 - active Eva Asset Management Limited CE AEZ499 - active EFG Bank AG CE AFV863 - active E.Sun Commercial Bank, Ltd. CE AHK963 - active Eureka Capital Partners (HK) Limited CE AHM445 - active EQ Investor Services Limited CE AHV177 - active ECM Libra Securities Limited CE AIC339 - active EnTrustPermal (Hong Kong) Limited CE AML954 - active East West Bank CE AOE791 - active Evercore Asia Limited CE AVT295 - active, 16 staff Oppenheimer Investments Asia Limited CE AUG613 - active, 6 staff Lexicon Partners (Asia) Limited CE AOL660 - active Edmond de Rothschild (Suisse) S.A. CE AWC712 - active Ethivo Asset Management (HK) Limited CE AXH281 - active, 9 staff Horizon21 (Hong Kong) Limited CE ALI289 - active KB Securities Hong Kong Limited CE ADW536 - active, 11 staff CMB International Futures Limited CE ACQ651 - active, 104 staff Edmond de Rothschild Securities (Hong Kong) Limited CE AXH505 - active EIG Global Energy (Asia) Limited CE AYV367 - active, 5 staff Yorkville Advisors HK Limited CE ASD850 - active Cutfield Freeman & Co. (Asia) Limited CE BLH387 - active Ever Fountain Asia Limited CE BEB599 - active Excellent Tide Securities Limited CE BGG012 - active, 10 staff Wisdom Cosmic Hong Kong Limited CE BSF463 - active, 3 staff Tokai Tokyo Securities (Asia) Limited CE AAB629 - active, 4 staff Goldride Securities Limited CE ABL983 - active Galaxy Treasure International Asset Management Limited CE BIT632 - active, 4 staff Emperio Securities and Assets Management Limited CE BIB127 - active, 6 staff I Win Asset Management Limited CE BPR443 - active, 13 staff Excel Precise Securities Limited CE BJX394 - active Ethk Securities Limited CE BMV025 - active, 2 staff Success Futures and Foreign Exchange Limited CE AGN056 - active EverShine International Securities Limited CE BMX861 - active, 3 staff EQT Partners Capital Limited CE BNR191 - active, 32 staff HPEF Venture Partners Limited CE AEY310 - active Zheng He Capital Management Limited CE AYQ379 - active, 3 staff Korea Investment & Securities Asia Limited CE AED807 - active, 12 staff Indus Capital Advisors (Hong Kong) Limited CE AFC560 - active, 9 staff BPEA EQT Limited CE AGY555 - active Comprador Limited CE BEP126 - active, 7 staff Zerobridge Partners Advisory Limited CE BOA957 - active, 5 staff Global Voyager Fund (HK) Company Limited CE BQM391 - active EIA Capital International Company Limited CE BOK010 - active, 4 staff Hong Kong Top Grade Asset Management Company Limited CE BRK148 - active Wealth Oasis Asset Management Company Limited CE BEZ515 - active EG Asset Limited CE BOL775 - active, 11 staff Global Prosperity Financial Company Limited CE BNX166 - active, 6 staff Profit Access Investments Limited CE BLK493 - active, 3 staff Luk Fook Securities (HK) Limited CE ACU547 - active, 83 staff Eddid Capital Limited CE BOZ865 - active, 15 staff Red Sun Capital Limited CE BHX435 - active, 10 staff VBG Capital Limited CE AME341 - active, 11 staff XinKong International Capital Limited CE BGY986 - active, 4 staff Yi Shun Da Capital Limited CE BFS892 - active Shanxi Securities International Asset Management Limited CE BEN407 - active, 5 staff NFH Securities and Futures Limited CE BFS702 - active NFH Corporate Finance Limited CE BFT400 - active Grande Capital Limited CE BJK556 - active, 7 staff WRise Capital Limited CE BMV026 - active, 5 staff HF Securities and Futures Limited CE BFA119 - active HF Asset Management Limited CE ATO896 - active Grand Moore Capital Limited CE BGB919 - active, 8 staff EverCrest Capital Limited CE BPU220 - active, 20 staff Mighty Fountain Capital Limited CE BRF519 - active, 3 staff WRise Prestige Securities Limited CE BSJ229 - active, 116 staff Jakota Asset Management Limited CE BKK610 - active, 4 staff Gentleman Capital Limited CE BIJ793 - active, 29 staff Forwin Futures Group Limited CE BHB627 - active E&P Asia (HK) Limited CE BPX011 - active, 14 staff Eternity Growth Asset Management Limited CE BQA514 - active, 2 staff Qogir (Hong Kong) Limited CE BQS769 - active, 4 staff EMR Capital Advisors Limited CE BQO605 - active, 2 staff ENDOWUS HK LIMITED CE BQR225 - active, 16 staff Kadensa Capital Limited CE BHO368 - active, 14 staff Azentus Capital Management Limited CE AWG073 - active Rayliant Asset Management Limited CE AYR502 - active, 5 staff Preferred Investment Advisors (H.K.) Limited CE APY827 - active, 13 staff Eastar Investment Management Limited CE BRT448 - active, 2 staff Genting Securities Limited CE AYX661 - active EM Investment Management Limited CE BRW642 - active, 4 staff Principal Global Investors (Asia) Limited CE ABH456 - active Fortune Hill Asset Management Limited CE AXS027 - active Nine Masts Capital Limited CE AUV486 - active, 21 staff EBANG SECURITIES INTERNATIONAL (HK) LIMITED CE BRZ843 - active, 2 staff Patrons Securities Limited CE BPQ161 - active, 8 staff Rifa Asset Management Limited CE BJO651 - active, 4 staff EBANG CAPITAL (HK) LIMITED CE BRZ845 - active, 2 staff Empower Capital Partners Limited CE BTF037 - active, 2 staff Olympus Partners Asia Limited CE BNS042 - active, 3 staff Evident Platform Services Limited CE BTR490 - active, 4 staff Regan International Asset Management Limited CE BJO653 - active Phoenician Limited CE BAL761 - active, 2 staff Hong Investment Advisors Limited CE AYS886 - active, 4 staff Galaxy Asset Management (H.K.) Limited CE AEM844 - active, 3 staff Everglow Investments Manager (Asia) Limited CE BUS510 - active, 5 staff Zijing Asset Management Limited CE BRW243 - active, 4 staff EXIO Limited CE BUT670 - active, 14 staff Apeiron Capital Limited CE BJC555 - active, 5 staff Everest (Hong Kong) Securities Limited CE BVL840 - active, 4 staff Guodu Securities (Hong Kong) Limited CE ASK641 - active, 4 staff CES International Commodities (HK) Limited CE AAJ036 - active Vantum Asset Management Limited CE BHT907 - active, 3 staff CCTIC International Limited CE AUX350 - active, 3 staff Guodu Futures (Hong Kong) Limited CE AVS898 - active, 4 staff ALTAIR CAPITAL LIMITED CE BHT408 - active Sinofides Securities Limited CE BSH860 - active, 2 staff Golden Rich Securities Limited CE BGQ899 - active, 8 staff EverTrade Securities Limited CE BVZ943 - active, 2 staff First Securities (HK) Limited CE AAA347 - active, 68 staff Greencourt Financial Co., Limited CE BMZ533 - active, 4 staff First Global Corporate Finance Co., Limited CE BMZ527 - active, 5 staff First Worldsec Securities Limited CE AAZ202 - active Fubon Securities (Hong Kong) Limited CE AWS291 - active, 21 staff UOB Asia (Hong Kong) Limited CE AAI751 - active Euto Capital Partners Limited CE BFE009 - active AEM Capital Limited CE BJS910 - active, 4 staff Quam Capital Limited CE ACR487 - active, 16 staff KGI Capital (Hong Kong) Limited CE ALO034 - active Fubon Bank (Hong Kong) Limited CE AAA582 - active FB Securities (Hong Kong) Limited CE AAA635 - active, 9 staff WealthQuay Asset Management Limited CE BLQ965 - active, 3 staff FE Securities Limited CE AAC381 - active, 5 staff First Eastern Investments Limited CE AAJ620 - active, 3 staff China Merchants China Investment Management Limited CE ABM970 - active, 10 staff China Canton Management (Hong Kong) Limited CE ADG707 - active Seaga International Limited CE ALO607 - active, 3 staff Fook Tin Securities (1987) Limited CE AAF480 - active Freddy Company CE AAH867 - active F. R. Zimmern Limited CE AAJ417 - active Fubon (Hong Kong) Trustee Limited CE AAL759 - active Falcon Private Bank Limited CE AAO204 - active Fu Yip Securities & Investment Co. CE ABG590 - active Fortis Investment Management Asia Limited CE ABN707 - active First Commercial Bank, Ltd. CE ABR818 - active Full Speed Securities Company Limited CE ABT216 - active First Asia Finance Group Limited CE ACD565 - active Fulljet Securities Limited CE ACJ158 - active Fordjoy Securities Limited CE ACR601 - active Forluxe Securities Limited CE ADK540 - active Full Win Securities Limited CE ADX882 - active, 2 staff Supreme China Securities Limited CE BCV258 - active, 2 staff FWD Financial Planning Limited CE AFG549 - active, 154 staff ICBC UBS Asset Management (International) Company Limited CE AXY613 - active, 16 staff Philippa Huckle Group Limited, The CE AHT390 - active, 2 staff Kaiser Capital Management Limited CE BFW688 - active, 8 staff Glenworth Capital Limited CE BAK510 - active, 6 staff Sigma Capital Management Limited CE AQG407 - active, 11 staff IAM Legacy Limited CE AOV762 - active, 14 staff Venhouse Wealth Management Limited CE AJJ119 - active, 12 staff Thornton Global Wealth Management Limited CE AIR848 - active Network Financial Services Limited CE AHL275 - active FWD Pension Trust Limited CE AFR465 - active Freddy Company Limited CE ALI124 - active, 6 staff Fu Yip Securities and Investment Company Limited CE ALL192 - active, 6 staff Financial Risk Management Limited CE AML297 - active Far Eastern International Bank Co., Ltd. CE AMS009 - active FRM (Australia) Pty Limited CE AOB252 - active FTN Financial Asia Limited CE AQN901 - active FRM Hong Kong Limited CE AQQ550 - active F.T.M.F. Distribution Limited CE AQY153 - active, 7 staff FTFT International Securities and Futures Limited CE ATR516 - active, 4 staff Fund Genesis Limited CE AXH284 - active, 2 staff FPCG (Hong Kong) Limited CE AYV963 - active Frontier Capital Investment Limited CE AZQ422 - active Fulbright Wealth Management Limited CE BBD977 - active Forthright Capital Management Limited CE BEL626 - active, 8 staff Central Universe Futures Limited CE BBS509 - active Topaz Financial Group Limited CE BAA079 - active, 71 staff MaiCapital Limited CE BMC948 - active, 4 staff Mighty Divine Investment Management Limited CE BCQ145 - active, 1 staff Fosun Asset Management Limited CE BGO549 - active, 14 staff Pine River Capital Management (HK) Limited CE AOH348 - active First Avenue Partners (Asia) Limited CE BGY753 - active, 1 staff Pinpoint Asset Management Limited CE AVI120 - active, 24 staff Five States Capital Resources Limited CE BHK030 - active, 3 staff FXG Asset Management Limited CE BHW486 - active, 2 staff First Seafront International Capital Limited CE BLL818 - active FUHAI SECURITIES LIMITED CE BIN929 - active, 1 staff