Fortis Investment Management Hong Kong Limited

CE No. ANY408 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fortis Investment Management Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference ANY408. Current licensed staff on file: 0 (total recorded over time: 24). Earliest licence on file: 2007-01-19.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2007-01-19 2008-09-11
Type 4 - Advising on securities 2007-01-19 2008-09-11
Type 5 - Advising on futures contracts 2007-10-31 2008-09-11
Type 9 - Asset management 2007-01-19 2008-09-11

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (24)

Active on date
Name Activities First licensed To
Siu Chi Chan 陳少芝 Rep 1, 4 2007-05 2008-08
Yiu Fai Fung 馮耀輝 RO 1, 4, 5, 9 2007-10 2008-08
Wai Shing Ko 高偉成 RO 5 2008-05 2008-08
Marcus Martinus Te Riele RO 1, 4, 9 2007-03 2008-08
Rana Bikram Bakshi Gupta Rep 4, 9 2007-08 2008-08
Andrew Ding Bong Chan 陳定邦 Rep 4 2008-03 2008-08
Chi Chow Chan 陳致洲 RO 1, 4, 9 2007-01 2008-08
Hing Man Chow 鄒慶文 Rep 4 2007-11 2008-08
Simon Francois Godfrey Rep 1 2007-08 2008-08
Ka Yau Ho 何家祐 Rep 5, 9 2007-11 2008-08
Lili Kang 康麗麗 Rep 4, 9 2007-02 2008-08
Nicola Ying Xi Lai 賴穎熙 Rep 9 2007-11 2008-08
Jeanette Kwan Tung Lee 李君彤 Rep 9 2007-11 2008-08
Wee Ping Nah 藍維彬 Rep 1, 4 2007-01 2008-08
Ren Can Tian 田仁燦 RO 1, 4, 9 Rep 1, 4, 9 2007-01 2008-08
Man Kin Tjiang 張文健 Rep 4, 9 2007-01 2008-08
Cheuk Lai Yeung 楊卓麗 Rep 1 2007-07 2008-08
Cheuk Chung Yuen 袁卓中 Rep 5, 9 2007-11 2008-08
Yong Sern Chow Rep 4, 9 2007-01 2008-06
Surina Wai Yi Hui 許慧儀 Rep 1, 4, 5, 9 2007-11 2008-03
Walter Chi Keung Wu 鄔智強 RO 5 2007-10 2008-02
Siu Wing Fung 馮紹榮 Rep 4, 9 2007-01 2007-08
Laurent Napione Rep 4, 9 2007-01 2007-03
Lei Ge 葛磊 Rep 4, 9 2007-01 2007-02
Showing 1–24 of 24

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