Roctec Securities Company Limited
鷹達證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roctec Securities Company Limited (鷹達證券有限公司), CE reference AAF100. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 4.
Registered address
Room 3908 39/F, The Center, 99 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 6 — Advising on corporate finance | present | 2005-01-21 |
Licensed staff (4)
As of
| Name | Activities | Since |
|---|---|---|
| Clarissa Lai Ping Lam 林麗萍 | RO 1 | 2017-09 |
| Ka Chai Leong 梁家齊 | RO 1, 4, 9 | Pre-2003 |
| Man Hon Sze 施文漢 | RO 1, 4, 9 | Pre-2003 |
| Hoi Keung Yeung 楊海強 | Rep 1 | 2024-07 |
Showing 1–4 of 4