PIMCO Asia Pte Ltd

CE No. AMO249 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for PIMCO Asia Pte Ltd, a Hong Kong-based licensed corporation with CE reference AMO249. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2005-12-09.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2005-12-09 2006-05-17
Type 4 - Advising on securities 2005-12-09 2006-05-17

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (5)

Active on date
Name Activities First licensed To
Brian Paul Baker RO 1, 4 2005-12 2006-05
Hock Meng Foong Rep 1, 4 2006-03 2006-05
Joseph Arthur Fournier Rep 1, 4 2006-03 2006-05
Matthew John Nest Rep 1, 4 2006-03 2006-05
Xiaogang Zhang 張小剛 Rep 1, 4 2006-03 2006-05
Showing 1–5 of 5

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