TCW Asia Limited
威信基金管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for TCW Asia Limited (威信基金管理有限公司), CE reference ABM877. Currently licensed for regulated activity type(s) 1, 9. Current licensed staff on file: 3.
Registered address
16/F, Hong Kong Club Building, 3A Chater Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2012-10-25 | present |
| Type 9 — Asset management | 2022-10-06 | present |
| Type 4 — Advising on securities | present | 2005-03-07 |
| Type 6 — Advising on corporate finance | present | 2005-03-07 |
| Type 9 — Asset management | present | 2005-03-07 |
Licensed staff (3)
As of
| Name | Activities | Since |
|---|---|---|
| Jae Wu Park | RO 1, 9 | 2022-10 |
| Xuan (SFC:AIQ967) Zhang 張璇 | RO 1, 9 | 2022-10 |
| Viktoria Charlotte Jones 翟毅雋 | Rep 1, 9 | 2022-11 |
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