TCW Asia Limited
威信基金管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for TCW Asia Limited (威信基金管理有限公司), a Hong Kong-based licensed corporation with CE reference ABM877. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 21). Earliest licence on file: 2012-10-25.
- Category:
-
Buyside · Asset management ?
- Registered address:
- 16/F, Hong Kong Club Building, 3A Chater Road, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2012-10-25 | present |
| Type 9 - Asset management | 2022-10-06 | present |
| Type 4 - Advising on securities | Pre-2003 | 2005-03-07 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-07 |
| Type 9 - Asset management | Pre-2003 | 2005-03-07 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (21)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jae Wu Park | RO 1, 9 | 2021-11 | Present |
| Xuan Zhang 張璇 | RO 1, 9 Rep 1 | 2020-03 | Present |
| Man Yuen Ip 葉文遠 | Rep 1, 9 | 2023-05 | Present |
| Viktoria Charlotte Jones 翟毅雋 | Rep 1, 9 | 2022-07 | 2026-04 |
| Manu George | RO 1, 9 Rep 1 | 2020-05 | 2023-10 |
| Yee Ki Li 李綺琪 | Rep 1 | 2017-02 | 2022-10 |
| Liang Du 杜靚 | RO 1 Rep 1 | 2021-05 | 2022-09 |
| Yifei Li 李逸霏 | Rep 1 | 2020-03 | 2021-11 |
| Joseph Carieri | RO 1 | 2019-07 | 2021-03 |
| Young Ju Hong | RO 1 Rep 1 | 2017-08 | 2021-02 |
| Shuqin Zhao 趙書琴 | Rep 1 | 2017-02 | 2019-08 |
| Hui Ying Bao 鮑慧穎 | RO 1 Rep 1 | 2015-09 | 2019-07 |
| Junjie Watkins 趙俊杰 | RO 1 Rep 1 | 2015-10 | 2019-06 |
| Stanislas Lucien Debreu | RO 1 | 2012-10 | 2019-05 |
| Leslie Ka Chun Ching 程家駿 | RO 1 Rep 1 | 2013-05 | 2015-09 |
| Yi Ying Hsu 徐怡盈 | RO 1 | 2012-10 | 2015-08 |
| Julius Wang 王哲身 | Rep 1 | 2013-12 | 2015-05 |
| Chiao Chiu 邱喬 | RO 1 Rep 1 | 2013-10 | 2014-12 |
| Lai Lai Leung 梁麗麗 | RO 1 Rep 1 | 2013-03 | 2013-04 |
| Frank Gerard Maurice Drouet | RO 1 | 2012-10 | 2013-03 |
| Clifford Siu Wing Mak 麥紹榮 | RO 4, 6, 9 Rep 4, 9 | Pre-2003 | 2005-01 |
Showing 1–21 of 21
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