China Shenghai Investment Management Limited
中國盛海投資管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China Shenghai Investment Management Limited (中國盛海投資管理有限公司), a Hong Kong-based licensed corporation with CE reference AGX454. Current licensed staff on file: 0 (total recorded over time: 25). Earliest licence on file: 2009-09-18.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2009-09-18 | 2014-03-19 |
| Type 4 - Advising on securities | Pre-2003 | 2014-03-19 |
| Type 9 - Asset management | Pre-2003 | 2014-03-19 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (25)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Craig Blaser Lindsay | RO 1, 4, 9 Rep 4 | 2007-03 | 2014-03 |
| Xiaoxiao Cai 蔡驍驍 | Rep 1, 4, 9 | 2010-11 | 2013-11 |
| Derek Ho Yin Lee 李浩然 | RO 1, 4, 9 Rep 1, 4, 9 | 2011-07 | 2013-11 |
| Yuen Ning Tsai 蔡婉寧 | Rep 1, 4, 9 | 2012-09 | 2013-11 |
| Mei Gao 高梅 | Rep 1, 4, 9 | 2009-12 | 2013-10 |
| Shuk Yi Lee 李淑儀 | Rep 1, 4, 9 | 2013-02 | 2013-10 |
| Tsz Man Yam 任子文 | Rep 1, 4, 9 | 2013-02 | 2013-10 |
| Yuen Kin Lo 盧元堅 | RO 1, 4, 9 Rep 9 | 2009-02 | 2013-08 |
| Faris Ibrahim Taha Ayoub | Rep 1, 4, 9 | 2013-02 | 2013-04 |
| Raymond Lei Chen 陳雷 | RO 1, 4, 9 Rep 1, 4, 9 | 2009-09 | 2012-11 |
| Rongjun Guo 郭榮君 | Rep 1, 4, 9 | 2010-10 | 2012-06 |
| Bingshan Li 李冰山 | Rep 4, 9 | 2007-08 | 2011-12 |
| Junyan Wang 王俊彥 | RO 1, 4, 9 | Pre-2003 | 2011-04 |
| Yuen Chi Shih 施婉智 | Rep 1, 4, 9 | 2010-04 | 2011-01 |
| Nga Mui Wu 胡雅梅 | Rep 1, 4 | 2010-04 | 2010-11 |
| Mingzhu Tang 唐明珠 | Rep 1, 4, 9 | 2009-10 | 2010-07 |
| Tingting Zhou 周婷婷 | Rep 1, 4, 9 | 2009-11 | 2009-12 |
| Chi Hang Chan 陳志恆 | Rep 4, 9 | 2007-03 | 2008-11 |
| Hang Cheong Lau 劉恒昌 | Rep 4, 9 | 2006-11 | 2008-10 |
| Eva Yee Wah Chan 陳綺華 | Rep 4, 9 | 2008-01 | 2008-08 |
| Stephen Wong 黃錦豪 | Rep 4, 9 | 2008-06 | 2008-08 |
| Wai Kin Yeung 楊偉堅 | RO 4, 9 | 2006-05 | 2007-05 |
| Ho Yin Lai 黎浩然 | Rep 4, 9 | 2006-06 | 2007-01 |
| Louis Man Fai Kwan 關文輝 | RO 4, 9 | Pre-2003 | 2006-06 |
| Yongjie Zhang 張永捷 | Rep 4, 9 | Pre-2003 | 2004-05 |
Showing 1–25 of 25