Hong Kong SFC Licensed Firms Directory

RBS Asia Corporate Finance Limited CE ADB679 - active China Life Franklin Asset Management Co., Limited CE ANL846 - active, 31 staff China Universal Asset Management (Hong Kong) Company Limited CE AUI816 - active, 17 staff Orient Asset Management (Hong Kong) Limited CE AVH864 - active, 22 staff Taiping Assets Management (HK) Company Limited CE ADV247 - active, 42 staff Caitong International Securities Co., Limited CE AZF063 - active, 27 staff BOCI Research Limited CE AEV064 - active, 30 staff CreditEase Wealth Management (HK) Limited CE BBU801 - active, 2 staff Soochow Securities International Capital Limited CE BBG379 - active, 4 staff Natixis Asia Limited CE ALB641 - active, 118 staff Black Dragon Asset Management Limited CE AXD418 - active, 4 staff iTTa Capital Limited CE AIU260 - active Shenwan Hongyuan Asset Management (Asia) Limited CE ADU956 - active, 9 staff Sumo Asset Management Limited CE AUL789 - active Kirin Asset Management Limited CE AOL038 - active BlueBay Hong Kong Limited CE AXK930 - active Bradesco Securities Hong Kong Limited CE AXU875 - active, 2 staff Bell Potter Securities (HK) Limited CE AZW955 - active, 3 staff BNY Mellon Managed Investments Limited CE BAL999 - active Bridgeway Prime Shop Fund Management Limited CE BBL650 - active, 8 staff JS Cresvale Capital Limited CE AAC753 - active, 7 staff JS Cresvale Securities International Limited CE ABW380 - active, 7 staff Core Pacific - Yamaichi Asset Management Limited CE BBX611 - active, 5 staff Founder Asset Management (Hong Kong) Limited CE BGH122 - active, 6 staff BOCOM Schroder Asset Management (Hong Kong) Company Limited CE BBU502 - active BFIN Private Advisors (Hong Kong) Limited CE BCA093 - active BOSC International Company Limited CE BDP643 - active BlueCrest Capital Management (Hong Kong) Limited CE BDW177 - active Barrenjoey Asia Limited CE BEI198 - active, 17 staff Bluestone Securities (HK) Co., Limited CE BER545 - active, 3 staff GigaMoney Limited CE AAB856 - active, 5 staff Hong Kong International Futures Limited CE ACT373 - active BOB International Asset Management Company Limited CE BFL327 - active, 12 staff Oriental Patron Asia Limited CE ABD082 - active, 3 staff TIS Securities (HK) Limited CE ACF696 - active PACAT Capital Management Limited CE AUW066 - active OP Investment Management Limited CE AJH044 - active, 41 staff SanJohn Capital Limited CE AOY006 - active, 3 staff KGI Wealth Management Limited CE ABM802 - active E Fund Management (Hong Kong) Co., Limited CE ARO593 - active, 73 staff Sun Wing International Asset Management Limited CE BHW795 - active, 4 staff oOo Securities (HK) Group Limited CE AJH488 - active, 2 staff Q Fund Management (Hong Kong) Limited CE BFX039 - active, 9 staff Bonus Eventus Securities Limited CE BFQ078 - active, 3 staff Theia Securities Limited CE BJW079 - active, 6 staff P.B. Global Asset Management Limited CE BDV743 - active, 5 staff BC Global Asset Management Limited CE BFT176 - active, 9 staff ICBC International Asset Management Limited CE ATQ679 - active Poseidon Capital Limited CE BRO534 - active, 10 staff BDO Unibank, Inc. CE BGB457 - active Baillie Gifford Asia (Hong Kong) Limited CE BGB803 - active, 7 staff Pictet Asset Management (Hong Kong) Limited CE AAG715 - active, 39 staff BDA Partners (HK) Limited CE BGI441 - active, 12 staff KPMG Corporate Finance Limited CE AGD536 - active, 8 staff BrightSphere (Asia-Pacific) Limited CE BGV079 - active Bravia Capital Advisors (HK) Limited CE BHR255 - active Bluemount Securities Limited CE BHR496 - active, 3 staff Channel 8 Wealth Management Limited CE ATT491 - active, 6 staff Bluemount Asset Management Limited CE BHR495 - active, 3 staff SDHG International Securities Limited CE ADY241 - active, 6 staff Grand China Securities Limited CE AYX768 - active, 9 staff Red South Investment Management Limited CE BIE318 - active, 3 staff Woyi Capital Limited CE BTE058 - active, 5 staff C&F Asset Management HK Limited CE BJV683 - active, 2 staff Brookfield Advisors (Hong Kong) Limited CE BHX724 - active, 15 staff Willing Capital Management Limited CE BMC479 - active, 11 staff Nexus Point Advisors (HK) Limited CE BIX546 - active, 5 staff Boardroom Share Registrars (HK) Limited CE BHX828 - active BestEx Asia Limited CE BIC424 - active Ballas Capital Limited CE BIO107 - active, 7 staff CGS International Securities Hong Kong Limited CE AAW351 - active, 13 staff Kingston Corporate Finance Limited CE AFD077 - active, 6 staff Core Pacific-Yamaichi Capital Limited CE AEM356 - active, 4 staff Huajin Securities (International) Limited CE BFJ286 - active, 20 staff Huajin Corporate Finance (International) Limited CE AAZ354 - active, 13 staff BOSC International Securities Limited CE BIY994 - active, 6 staff Tensant Securities Limited CE AKO804 - active, 2 staff BOSC International Asset Management Limited CE BIY995 - active, 4 staff Bright Point International Securities Limited CE BJE643 - active, 2 staff Grand Cathay Securities (Hong Kong) Limited CE AFE145 - active REXCAPITAL Futures Limited CE ABJ810 - active Elevation Capital Limited CE BHO840 - active, 2 staff Bright Point International Futures Limited CE BJE645 - active, 5 staff Bank of Communications (Hong Kong) Limited CE BJN782 - active Bain Capital Private Equity (Asia) Limited CE BLF866 - active, 20 staff LGT Capital Partners (Asia-Pacific) Limited CE AIP439 - active, 32 staff CPPIB PE Investments Asia Limited CE BRT519 - active, 20 staff Bain Capital (Hong Kong), Limited CE BLO672 - active, 18 staff Daiwa Institute of Research (Hong Kong) Limited CE ABF465 - active Davidson Kempner Asia Limited CE ARQ101 - active, 17 staff Pacific Advantage Capital Limited CE AVC128 - active Tor Investment Management (Hong Kong) Limited CE BAI946 - active, 16 staff Horizon Asset International (HK) Limited CE ARG660 - active CPPIB Credit Investments Asia Limited CE BRT526 - active, 15 staff Arkkan Capital Management Limited CE BBY950 - active, 9 staff Bright Minds Capital Limited CE BLQ467 - active BNS Securities (HK) Limited CE BME559 - active Banque Pictet & Cie SA CE BMG891 - active BLVSIN Capital Limited CE BNJ921 - active, 2 staff CNI Securities Group Limited CE ATM582 - active, 13 staff Inheliance Asset Management Limited CE BOD273 - active KCG Fund Management Limited CE AOR317 - active, 3 staff CNI Global Assets Management Limited CE AXV375 - active, 6 staff Blooming Securities Limited CE BNM922 - active BS Securities Limited CE BNN298 - active, 2 staff Mango Financial Limited CE ABS838 - active, 12 staff FT Securities Limited CE AAE617 - active Booming Asset Management Limited CE BNN542 - active, 3 staff Sinolink Securities (Hong Kong) Company Limited CE AAI195 - active, 121 staff Vision Finance Asset Management Limited CE ANR896 - active, 10 staff Sheng Yuan Securities Limited CE AVO470 - active, 6 staff China Everbright Investment Management Limited CE AOH421 - active, 8 staff Blue Owl Capital HK Limited CE BPL883 - active, 16 staff West 22nd Capital Advisers (Hong Kong) Limited CE BMK908 - active HarbourVest Partners (Asia) Limited CE BAD993 - active, 11 staff General Atlantic Asia Limited CE BPT706 - active, 9 staff PJT Partners (HK) Limited CE BEZ914 - active, 19 staff GCM Investments Hong Kong Limited CE BCN276 - active, 9 staff BC Asia Asset Management Limited CE BQN953 - active BridgeWood Alternatives Limited CE BRA177 - active, 4 staff UBP Asset Management Asia Limited CE AOB278 - active, 6 staff Bucephalus Research Partnership Limited CE BIG811 - active Factorial Management Limited CE AYJ875 - active, 4 staff Strategic Vision Investment Limited CE BDP590 - active Serica Partners Limited CE ART824 - active Matchpoint Investment Management Asia Limited CE ATH574 - active NNIP Hong Kong Limited CE ADZ743 - active Hamon Asian Advisors Limited CE AAW203 - active, 3 staff Hamon Asset Management Limited CE AAG380 - active, 3 staff PFP Capital Limited CE AAA451 - active, 2 staff FWD Life Insurance Company (Bermuda) Limited CE AAN928 - active Bowlea Securities Limited CE BTJ616 - active, 3 staff Hing Wai Allied Securities Limited CE ABL962 - active, 13 staff Black Tusk Partners Limited CE BTV960 - active BCGE (Asia) Company Limited CE BTY265 - active Blue Box Securities Limited CE BTY375 - active, 3 staff Substance Capital (HK) Limited CE BFQ989 - active Substance Asset Management Limited CE BRI344 - active, 6 staff Halcyon Securities Limited CE BAM857 - active, 10 staff Quest Stockbrokers (HK) Limited CE ABF139 - active Blue Ribbon Capital Limited CE BTY381 - active, 3 staff BentallGreenOak Investment Advisers Limited CE BUC628 - active, 8 staff JPMorgan Asset Management Real Assets (Asia) Limited CE APU491 - active, 9 staff Bowman and Fitzhugh Capital Limited CE BUI762 - active, 3 staff Standard Perpetual Securities Limited CE BHU509 - active, 6 staff Libertas Capital Asia Limited CE AMK321 - active Bowman and Fitzhugh Asset Management Limited CE BJK894 - active, 5 staff Proliferation Asset Management Limited CE BKO803 - active Chinese Strategic Asset Management Limited CE API029 - active MCM Asia Limited CE BAR474 - active, 11 staff Market Securities (Hong Kong) Limited CE BPK431 - active, 10 staff Blackhorn Wealth Management Limited CE BNM924 - active, 31 staff Bullish HK Operations Limited CE BUQ955 - active, 3 staff Bullish HK Markets Limited CE BUQ956 - active, 5 staff BlackWing Asset Management Co., Limited CE BVN247 - active, 3 staff JK Capital Management Limited CE AEP547 - active, 5 staff Reliance International Financial Planners Limited CE ADD141 - active, 2 staff Perpetuum Wealth Management Limited CE AUI728 - active, 2 staff Bowen Capital (HK) Limited CE BSS580 - active, 4 staff Step Capital Management (HK) Limited CE BML133 - active Bright Moon Securities Limited CE BVQ853 - active, 7 staff Fortune Origin Securities Limited CE ASS782 - active, 6 staff Bright Moon Capital Limited CE BVQ938 - active, 6 staff Zundiao Securities Limited CE BMR631 - active, 1 staff Long Trends Securities Limited CE BIX420 - active, 6 staff TIAG Securities Trading Limited CE BRF703 - active, 4 staff Geometry Capital (Hong Kong) Limited CE BUF737 - active, 4 staff Regent Capital Management Limited CE BNW042 - active Paochu Investment Advisory Limited CE ASZ513 - active, 2 staff Carrington Asset Management Limited CE BIB414 - active, 1 staff WinSmart Investment Management Limited CE BQP878 - active, 5 staff Holly International Financial Holdings Limited CE AYT086 - active, 18 staff Guotai Junan Futures (Hong Kong) Limited CE ADI115 - active, 161 staff Long Bridge HK Limited CE BPX066 - active, 27 staff STAR RIVER SECURITIES LIMITED CE BJG526 - active, 21 staff Pamirs Capital (H.K.) Limited CE AVH546 - active, 3 staff GA (Int'l) Capital Management Limited CE BLT270 - active, 1 staff Thunder Stone Securities (Hong Kong) Limited CE BLO824 - active Horun Capital Management Limited CE BUC767 - active, 3 staff FBG Global Assets Limited CE BRW469 - active Magpie Securities Limited CE BJC541 - active Getta Securities Limited CE ALF683 - active, 9 staff Huatai (Hong Kong) Futures Limited CE BHE003 - active, 22 staff Guoyuan Futures (Hong Kong) Limited CE APW833 - active, 37 staff Bayforest Technologies Hong Kong Limited CE BVU291 - active, 2 staff Chong Hing Bank Limited CE AAA621 - active Canadian Imperial Bank of Commerce CE AAA865 - active Chung Tak & Company CE AAB109 - active Chow Sang Sang Securities Limited CE AAB353 - active, 2 staff Chow Sang Sang Securities (HK) Limited CE AGP662 - active Chow Sang Sang Futures Limited CE ABN348 - active Ching Yick Company CE AAB453 - active China Construction Bank (Asia) Corporation Limited CE AAC155 - active Chelac Investment Company CE AAC246 - active China Point Stock Brokers Limited CE AAC682 - active Corporate Brokers Limited CE AAC806 - active, 48 staff Corporate Commodities Limited CE AAK110 - active, 26 staff Mont Avenir Capital Limited CE BOG353 - active, 4 staff Future Growth Asset Management Limited CE AUS318 - active, 6 staff Phoenician Securities Limited CE BPY493 - active, 2 staff Youyu Credit Limited CE AAG798 - active SPS Securities Limited CE AAD432 - active, 4 staff SPS Commodities Limited CE ACP074 - active SPS Investment Services Limited CE AAI641 - active, 3 staff DaoKou Securities Limited CE ABS418 - active, 5 staff Hing Wong Securities Limited CE AAD938 - active, 10 staff Eureka Securities Limited CE AFF835 - active Fair Eagle Securities Company Limited CE AAE300 - active, 1 staff Fair Eagle Futures Company Limited CE AAX409 - active Fair Eagle Finance Credit Limited CE AFZ407 - active, 1 staff Thing On Securities Limited CE ACI905 - active, 8 staff Kam Fai Securities Company Limited CE ADV911 - active, 23 staff Great Bay Securities Limited CE ABQ520 - active, 6 staff Huajin Futures (International) Limited CE BFJ369 - active, 9 staff CS Wealth Securities Limited CE AAD244 - active, 8 staff CS Wealth Asset Management Limited CE BIX427 - active, 2 staff Poly Wealth Securities Limited CE BIU720 - active T G Securities Limited CE AHU779 - active, 5 staff CMB International Asset Management Limited CE AVA101 - active, 46 staff Quantsmile (HK) Limited CE AML965 - active, 3 staff PC Securities Limited CE BDC354 - active, 9 staff Chekiang First Securities Co. Limited CE AAE337 - active Chekiang First, Limited CE AAE395 - active Cheong Lee Securities Co. CE AAE691 - active China CITIC Bank International Limited CE AAF138 - active Champion & Co. CE AAF289 - active CMB Wing Lung Bank Limited CE AAF294 - active Chelsea Securities Limited CE AAI605 - active, 2 staff Wei Da Asset Management Limited CE BFU965 - active, 2 staff KuCoin HK Limited CE AAU948 - active, 2 staff KuCoin Commodity Futures Limited CE AHA296 - active, 2 staff KuCoin Asset Management Limited CE BGX384 - active, 2 staff Concord Securities Company Limited CE AAJ416 - active Citicorp International Limited CE AAJ895 - active Credit Agricole Corporate and Investment Bank CE AAK816 - active Chiyu Banking Corporation Limited CE AAL594 - active China Construction Bank (Asia) Limited CE AAL680 - active Commonwealth Bank of Australia CE AAO746 - active Citigroup Venture Capital International Asia Limited CE AAP898 - active Credit Lyonnais CE AAP913 - active Credit Suisse AG CE AAP920 - active Citibank, N.A. CE AAP937 - active Commerzbank AG CE AAP970 - active Celetio Investments Limited CE AAV727 - active, 13 staff China Pacific Securities Limited CE AAV931 - active, 1 staff Citibank (Hong Kong) Limited CE AAY797 - active China Nonferrous Metals Securities Company Limited (In Members' Voluntary Liquidation) CE ABB055 - active Central China International Capital Limited CE ABC734 - active, 5 staff Masterlink Securities (Hong Kong) Corporation Limited CE ACS304 - active Optima Capital Limited CE AAH672 - active, 6 staff