SoFi Securities (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SoFi Securities (Hong Kong) Limited, CE reference AXL143. Currently licensed for regulated activity type(s) 1, 4. Current licensed staff on file: 10.
Registered address
21/F, H Code, 45 Pottinger Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2011-12-22 | present |
| Type 4 — Advising on securities | 2015-12-01 | present |
Licensed staff (10)
As of
| Name | Activities | Since |
|---|---|---|
| Lan Fong Choi 蔡蘭芳 | RO 1, 4 | 2015-12 |
| Man Kin Fong 方文健 | RO 1, 4 | 2020-07 |
| Chun Hoi Lee 李震海 | RO 1, 4 | 2025-04 |
| Tsz Hin Cho 曹子軒 | Rep 1, 4 | 2025-02 |
| Shaoyang Fang 方紹揚 | Rep 1, 4 | 2025-07 |
| Lawerance Lap Wai Ko 高立緯 | Rep 1, 4 | 2021-03 |
| Kenneth Kin Sang Lee 李健生 | Rep 1, 4 | 2018-11 |
| Shing Him Ngan 顏承謙 | Rep 1, 4 | 2024-09 |
| Tiffany Chung Hei Yau 邱仲希 | Rep 1, 4 | 2018-10 |
| Ming Yan Yeung 楊明欣 | Rep 1, 4 | 2021-04 |
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