Enhanced Securities Limited

進陞證券有限公司
CE No. AWP684 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Enhanced Securities Limited (進陞證券有限公司), a Hong Kong-based licensed corporation with CE reference AWP684. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 0 (total recorded over time: 18). Earliest licence on file: 2011-08-02.

Registered address

1801, 18/F, Capital Centre, 151 Gloucester Road, Wanchai

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2011-08-02 present
Type 2 - Dealing in futures contracts 2017-06-14 2022-07-27
Type 6 - Advising on corporate finance 2016-05-12 2022-10-18

Licensed staff (all-time) (18)
Active on date

Name Activities First licensed To
Kwok On (SFC:AEK476) Chan 陳國安 RO 1, 2 2016-03 2022-09
Wayne Holt Chan 陳偉浩 RO 6 2020-03 2022-07
Mary Si Chiu 趙思 RO 6 2016-05 2018-04
Sin Cheung Ho 何善翔 RO 1 2011-08 2017-02
Hon Wing Hui 許漢榮 RO 2 Rep 1 2015-06 2018-06
Brian Yue Wah Lau 劉愉樺 RO 1, 2 Rep 1 2011-08 2023-09
Wai Ling Lee 李蔚玲 RO 1 2011-08 2016-03
Tak Hung Christopher Lo 勞德鴻 RO 2 Rep 1, 2, 6 2016-06 2022-07
Victor Or 柯百達 RO 6 Rep 1 2016-05 2022-07
Dixie Hui Sun 孫輝 RO 6 2018-06 2020-02
Chun Sing Chau 周振聲 Rep 1 2020-10 2021-02
Ka Yee Chong 莊嘉誼 Rep 1 2022-01 2022-12
Ka Chung Kwan 關加聰 Rep 1 2016-06 2017-06
Shuk Yi Mariana Lam 林淑怡 Rep 1 2012-06 2012-12
Patrick Gia Vinh Nguyen 阮家榮 Rep 1 2016-06 2020-08
Wai Lun Sze 施偉倫 Rep 1 2022-03 2022-09
Chi Ho (SFC:AQS223) Tang 鄧志豪 Rep 1, 2 2019-01 2019-09
Chi Tat Wai 韋志達 Rep 1 2014-05 2014-08
Showing 1–18 of 18

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1652 staff - 1 shared activity type - 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 - 1390 staff - 1 shared activity type - 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 915 staff - 1 shared activity type - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 894 staff - 1 shared activity type - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 844 staff - 1 shared activity type - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 548 staff - 1 shared activity type - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 459 staff - 1 shared activity type - 花旗環球金融亞洲有限公司

KGI Asia Limited

CE BKJ214 - 435 staff - 1 shared activity type - 凱基證券亞洲有限公司

Related