Enhanced Securities Limited
進陞證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Enhanced Securities Limited (進陞證券有限公司), a Hong Kong-based licensed corporation with CE reference AWP684. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 0 (total recorded over time: 18). Earliest licence on file: 2011-08-02.
Registered address
1801, 18/F, Capital Centre, 151 Gloucester Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2011-08-02 | present |
| Type 2 - Dealing in futures contracts | 2017-06-14 | 2022-07-27 |
| Type 6 - Advising on corporate finance | 2016-05-12 | 2022-10-18 |
Licensed staff (all-time) (18)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kwok On (SFC:AEK476) Chan 陳國安 | RO 1, 2 | 2016-03 | 2022-09 |
| Wayne Holt Chan 陳偉浩 | RO 6 | 2020-03 | 2022-07 |
| Mary Si Chiu 趙思 | RO 6 | 2016-05 | 2018-04 |
| Sin Cheung Ho 何善翔 | RO 1 | 2011-08 | 2017-02 |
| Hon Wing Hui 許漢榮 | RO 2 Rep 1 | 2015-06 | 2018-06 |
| Brian Yue Wah Lau 劉愉樺 | RO 1, 2 Rep 1 | 2011-08 | 2023-09 |
| Wai Ling Lee 李蔚玲 | RO 1 | 2011-08 | 2016-03 |
| Tak Hung Christopher Lo 勞德鴻 | RO 2 Rep 1, 2, 6 | 2016-06 | 2022-07 |
| Victor Or 柯百達 | RO 6 Rep 1 | 2016-05 | 2022-07 |
| Dixie Hui Sun 孫輝 | RO 6 | 2018-06 | 2020-02 |
| Chun Sing Chau 周振聲 | Rep 1 | 2020-10 | 2021-02 |
| Ka Yee Chong 莊嘉誼 | Rep 1 | 2022-01 | 2022-12 |
| Ka Chung Kwan 關加聰 | Rep 1 | 2016-06 | 2017-06 |
| Shuk Yi Mariana Lam 林淑怡 | Rep 1 | 2012-06 | 2012-12 |
| Patrick Gia Vinh Nguyen 阮家榮 | Rep 1 | 2016-06 | 2020-08 |
| Wai Lun Sze 施偉倫 | Rep 1 | 2022-03 | 2022-09 |
| Chi Ho (SFC:AQS223) Tang 鄧志豪 | Rep 1, 2 | 2019-01 | 2019-09 |
| Chi Tat Wai 韋志達 | Rep 1 | 2014-05 | 2014-08 |
Showing 1–18 of 18
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1652 staff - 1 shared activity type - 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 - 1390 staff - 1 shared activity type - 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 - 915 staff - 1 shared activity type - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 894 staff - 1 shared activity type - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 844 staff - 1 shared activity type - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 548 staff - 1 shared activity type - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 459 staff - 1 shared activity type - 花旗環球金融亞洲有限公司
KGI Asia Limited
CE BKJ214 - 435 staff - 1 shared activity type - 凱基證券亞洲有限公司