Comgest Far East Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Comgest Far East Limited, a Hong Kong-based licensed corporation with CE reference AEB922. Currently licensed for regulated activity type(s) 4 - Advising on securities. Current licensed staff on file: 4 (total recorded over time: 20). Earliest licence on file: 2014-11-03.
- Category:
-
Buyside · Hedge fund
- Registered address:
- Level 10, Five Pacific Place, 28 Hennessy Road
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 1 - Dealing in securities | 2014-11-03 | 2025-11-03 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-11 |
| Type 9 - Asset management | Pre-2003 | 2025-11-03 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (20)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Xue Liang Chen 陈学亮 | RO 1, 4, 9 Rep 1, 4, 9 | 2017-02 | Present |
| Lili Kang 康麗麗 | RO 1, 4, 9 Rep 4, 9 | 2014-10 | Present |
| Baijing Yu 余白靜 | RO 1, 4, 9 Rep 1, 4, 9 | 2011-08 | Present |
| Siqi Yang 楊思奇 | Rep 1, 4, 9 | 2019-10 | Present |
| David James Raper | RO 1, 4, 9 Rep 4, 9 | 2004-06 | 2025-07 |
| Robert Keith James | RO 1 Rep 4, 9 | 2012-01 | 2023-12 |
| Gaurish Pinge | RO 1, 4, 9 Rep 1, 4, 9 | 2014-08 | 2023-04 |
| Vincent Houghton | RO 4 Rep 4, 9 | 2009-01 | 2019-09 |
| Gang Wu 吳剛 | Rep 4, 9 | 2015-06 | 2016-12 |
| Alistair Patrick Wittet | Rep 4 | 2016-09 | 2016-12 |
| Richard James Kaye | Rep 1 | 2016-09 | 2016-09 |
| Chantana Ly Vath Ward | Rep 1 | 2016-09 | 2016-09 |
| Chakara Sisowath | RO 4, 9 | Pre-2003 | 2015-05 |
| Jun He 何軍 | RO 4, 9 Rep 4, 9 | 2009-01 | 2014-10 |
| Jennifer Shum Wing Man Abelev 沈穎雯 | Rep 4, 9 | 2010-06 | 2014-02 |
| Alice D Emmerez de Charmoy | Rep 4, 9 | 2010-06 | 2013-05 |
| Vincent Marie Jacques Henri Strauss | RO 4 | 2012-04 | 2012-05 |
| Kelly Yoon Lai Choo 曹圓麗 | RO 4, 9 Rep 4, 6, 9 | Pre-2003 | 2011-05 |
| Carmen Ka Man Au Yeung 歐陽嘉文 | Rep 4, 6, 9 | Pre-2003 | 2009-01 |
| Veronique Marcelle Ficheux | RO 4, 6, 9 | Pre-2003 | 2003-09 |
Showing 1–20 of 20
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1645 staff - 1 shared activity type - 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 - 1377 staff - 1 shared activity type - 中信里昂證券有限公司
CITIC Securities (Hong Kong) Limited
CE AAK249 - 966 staff - 1 shared activity type - 中信證券(香港)有限公司
Morgan Stanley Asia Limited
CE AAD291 - 904 staff - 1 shared activity type - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 890 staff - 1 shared activity type - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 1 shared activity type - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 546 staff - 1 shared activity type - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 455 staff - 1 shared activity type - 花旗環球金融亞洲有限公司