Kai Yin Securities Limited
凱銀證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yin Securities Limited (凱銀證券有限公司), CE reference BHC102. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 3.
Registered address
20th Floor, 9DVRW, 9 Des Voeux Road West, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-08-31 | present |
| Type 4 — Advising on securities | 2017-03-16 | present |
| Type 9 — Asset management | 2024-08-28 | present |
| Type 2 — Dealing in futures contracts | 2018-04-17 | 2023-05-25 |
Licensed staff (3)
As of
| Name | Activities | Since |
|---|---|---|
| Yan Kin Leung 梁恩健 | RO 1, 4, 9 | 2024-08 |
| Thomas Yaw Fay Tang 鄧耀輝 | RO 1, 4, 9 | 2024-08 |
| Chun Fung Siu 蕭震峰 | Rep 1 | 2022-07 |
Showing 1–3 of 3