Kai Yin Securities Limited
凱銀證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yin Securities Limited (凱銀證券有限公司), a Hong Kong-based licensed corporation with CE reference BHC102. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 5 (total recorded over time: 21). Earliest licence on file: 2016-08-31.
- Category:
-
Sell side · Brokerage
- Registered address:
- 20th Floor, 9DVRW, 9 Des Voeux Road West, Sheung Wan
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2016-08-31 | present |
| Type 4 - Advising on securities | 2017-03-16 | present |
| Type 9 - Asset management | 2024-08-28 | present |
| Type 2 - Dealing in futures contracts | 2018-04-17 | 2023-05-25 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (21)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yan Kin Leung 梁恩健 | RO 1, 4, 9 | 2023-06 | Present |
| Thomas Yaw Fay Tang 鄧耀輝 | RO 1, 4, 9 Rep 4 | 2023-09 | Present |
| Yat Sunday Chow 周溢 | Rep 1, 4, 9 | 2026-05 | Present |
| Chun Fung Siu 蕭震峰 | Rep 1, 2 | 2022-07 | Present |
| Chun Kit Yu 余俊傑 | Rep 1 | 2026-07 | Present |
| Junxia Luo 羅君霞 | Rep 1, 4, 9 | 2025-10 | 2025-10 |
| Chun Wah Fan 范俊華 | RO 1, 2, 4 | 2021-07 | 2023-09 |
| Yiu Yeung Tsang 曾耀洋 | RO 1, 4 Rep 1 | 2021-12 | 2023-03 |
| Pou Keong U 余寶強 | Rep 1, 2 | 2018-09 | 2022-11 |
| Gary Kai Tai Pun 潘啟泰 | RO 1, 2, 4 Rep 4 | 2021-03 | 2021-09 |
| Yui Ho 何銳 | RO 1, 2, 4 Rep 1, 2, 4 | 2019-12 | 2021-06 |
| Kai Pong Yip 葉啟邦 | RO 1, 4 Rep 1, 2 | 2017-01 | 2021-03 |
| Yau Fai Choy 蔡佑徽 | RO 1, 2, 4 Rep 2 | 2016-08 | 2021-01 |
| Coey Ho Yin Choi 蔡可然 | Rep 1, 2 | 2016-12 | 2020-12 |
| Yu Foon Cheung 張儒歡 | RO 2 Rep 1 | 2018-01 | 2020-11 |
| Ausca Wai Lan Leung 梁惠蘭 | RO 1, 2, 4 Rep 1, 4 | 2017-09 | 2020-01 |
| Wing Man Poon 潘詠雯 | Rep 1 | 2019-08 | 2019-09 |
| Mei Ning Wong 黃美寧 | Rep 1, 2, 4 | 2018-09 | 2019-06 |
| Kwok Fai Leung 梁國輝 | Rep 1 | 2016-12 | 2018-03 |
| Chi Hung Chan 陳志雄 | RO 1, 4 | 2016-08 | 2017-07 |
| Peter Yat Ming Yu 余日明 | Rep 1 | 2017-01 | 2017-03 |
Showing 1–21 of 21
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