Soochow Securities International Asset Management Limited
東吳證券國際資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soochow Securities International Asset Management Limited (東吳證券國際資產管理有限公司), CE reference AYA628. Currently licensed for regulated activity type(s) 4, 9. Current licensed staff on file: 10.
Registered address
Level 17, Three Pacific Place, 1 Queen's Road East
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2012-01-12 | present |
| Type 9 — Asset management | 2012-01-12 | present |
Licensed staff (10)
As of
| Name | Activities | Since |
|---|---|---|
| Chengxi Cai 蔡琤西 | RO 4, 9 | 2018-04 |
| Yihe Liu 劉一賀 | RO 4, 9 | 2023-10 |
| Dong (SFC:BBL833) Wang 王棟 | RO 4, 9 | 2023-09 |
| Shali Wang 汪沙莉 | RO 4, 9 | 2020-01 |
| Ho Wai Howie Lam 林浩煒 | Rep 4, 9 | 2026-01 |
| Sufeng Liu 劉蘇鋒 | Rep 4, 9 | 2021-01 |
| Kaifan Wang 王愷凡 | Rep 4, 9 | 2025-11 |
| Bowen Xia 夏博文 | Rep 4, 9 | 2024-08 |
| Chunsheng Yan 顏春盛 | Rep 4, 9 | 2025-02 |
| Ye (SFC:BBP233) Zhang 張曄 | Rep 9 | 2026-03 |
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