CCB Securities Limited
建行證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CCB Securities Limited (建行證券有限公司), CE reference AGJ534. Currently licensed for regulated activity type(s) 1. Current licensed staff on file: 8.
Registered address
3F, CCB Center, 18 Wang Chiu Road, Kowloon Bay, Kowloon
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | 2016-06-20 | 2023-11-14 |
| Type 4 — Advising on securities | present | 2003-09-02 |
| Type 6 — Advising on corporate finance | present | 2003-09-02 |
| Type 9 — Asset management | 2016-06-20 | 2023-11-14 |
| Type 9 — Asset management | present | 2003-09-02 |
Licensed staff (8)
As of
| Name | Activities | Since |
|---|---|---|
| Tat Kin Cheng 鄭達堅 | RO 1 | Pre-2003 |
| Ching Luk Wu 胡清略 | RO 1 | 2025-03 |
| David Chun Wan Wu 胡震寰 | RO 1 | 2025-10 |
| Portia Cheuk Ting Yuen 袁婥婷 | RO 1 | 2025-04 |
| Sin Man Catherine Li 李倩汶 | Rep 1 | 2025-11 |
| Wai Ping Ng 吳慧萍 | Rep 1 | 2025-11 |
| Hon Wah Siu 蕭瀚樺 | Rep 1 | 2025-12 |
| Michelle Ka Yee Wan 溫嘉兒 | Rep 1 | 2007-09 |
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