CWB Hong Kong Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CWB Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference AFQ783. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 6 (total recorded over time: 45). Earliest licence on file: 2019-11-13.
- Category:
-
Buyside · Asset management
- Registered address:
- 1803 The Henderson, 2 Murray Road, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2019-11-13 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (45)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Robert Lock Yen Cheung 張諾仁 | RO 1, 4, 9 | 2018-01 | Present |
| Robert Jen 任志剛 | RO 1, 4, 9 | 2025-11 | Present |
| Elena Lileeva 李利華 | RO 1, 4, 9 Rep 1, 4, 9 | 2025-11 | Present |
| Yen-Chun Lin 林彥君 | RO 1, 4, 9 | 2019-04 | Present |
| Egor Lyfar | Rep 1, 4, 9 | 2026-04 | Present |
| Alex Mang Chung Wong 黃孟聰 | Rep 1, 4, 9 | 2026-04 | Present |
| You Sheng Liao 廖友生 | RO 1 Rep 4, 9 | 2020-10 | 2025-11 |
| Hsiao-Ying Chen 陳曉瑩 | Rep 1, 4, 9 | 2021-07 | 2025-04 |
| Gary Kar Yin Chan 陳嘉彥 | RO 4, 9 Rep 1, 9 | 2024-03 | 2024-08 |
| Kshitij Manish Shah | Rep 4, 9 | 2018-09 | 2024-05 |
| Zi Wang 王子 | Rep 1, 4, 9 | 2020-12 | 2023-06 |
| Hoi Li Cheung 張愷妮 | Rep 1, 4, 9 | 2021-09 | 2023-06 |
| Catherine Margaret Mooney | RO 1 Rep 1, 4, 9 | 2021-07 | 2023-05 |
| Hongyu Liu 劉虹瑜 | Rep 1, 4 | 2020-08 | 2023-01 |
| Siu Cheuk Ryan Lee 李兆卓 | Rep 1, 4, 9 | 2021-11 | 2022-12 |
| Ka Kui Chan 陳嘉駒 | Rep 1, 4, 9 | 2021-07 | 2022-08 |
| James Kwanwoo Rhee 李寬雨 | RO 9 | 2021-09 | 2022-04 |
| Chia-Hui Chen 陳佳慧 | RO 1, 4 Rep 1, 4, 9 | 2021-03 | 2022-02 |
| Teng Li 李臻 | Rep 1, 4, 9 | 2020-12 | 2021-08 |
| Hung Pan Suen 孫鴻彬 | Rep 4, 9 | 2020-08 | 2021-03 |
| John Kai Hang Fung 馮啟恆 | Rep 4, 9 | 2018-10 | 2020-09 |
| Xiaoli Liang 梁曉莉 | Rep 1, 4, 9 | 2020-08 | 2020-08 |
| Ngar Ting Kam 甘雅婷 | Rep 4, 9 | 2019-04 | 2020-07 |
| Huizhu Chen 陳薈竹 | Rep 4, 9 | 2019-05 | 2020-04 |
| I Hsuan Chen 陳懿璇 | Rep 4, 9 | 2018-08 | 2020-04 |
| Chin Yiu Li 李展瑤 | Rep 4, 9 | 2019-07 | 2020-04 |
| Yi-Ping Wu 吳伊蘋 | RO 1 Rep 4, 9 | 2018-07 | 2020-04 |
| Jeehye Yeum | Rep 9 | 2018-09 | 2020-04 |
| Ka Yu Gary Chung 鍾家裕 | Rep 4, 9 | 2019-07 | 2020-02 |
| Daniel Pok Man Jim 詹博聞 | RO 4, 9 | Pre-2003 | 2020-01 |
| Yuk Yu Yeung 楊玉如 | RO 4, 9 Rep 4, 9 | 2017-06 | 2019-11 |
| Yuen Ching Shirley Yip | Rep 4, 9 | 2018-01 | 2019-05 |
| Derek Man Foon Chan 陳文寬 | RO 4, 9 | 2005-05 | 2019-04 |
| Kwok Choi Li 李國材 | Rep 4, 9 | 2008-10 | 2019-04 |
| Tze Wai Yiu 姚志威 | Rep 4, 9 | 2015-04 | 2019-04 |
| Qi Zhang 張琪 | Rep 9 | 2018-07 | 2019-04 |
| Kwan Shing Chan 陳軍丞 | Rep 4, 9 | 2018-01 | 2018-12 |
| Sandra Liu Le Magnan 劉佩雯 | Rep 4 | 2017-10 | 2018-10 |
| Suet Ying Lily Vanessa Kwok 郭雪英 | Rep 4 | 2018-05 | 2018-09 |
| Fanny Hoi Ling Chuck 卓凱玲 | Rep 4, 9 | 2007-07 | 2017-09 |
| Paul Chun Kit Au 區俊傑 | Rep 4, 9 | 2017-03 | 2017-04 |
| Christina Wing Sum Cheng 鄭詠琛 | Rep 4, 9 | 2010-06 | 2015-08 |
| Eric Dylan Wong 王士炤 | Rep 9 | 2013-06 | 2014-01 |
| Mark Kar Yue Chan 陳嘉裕 | Rep 4, 9 | 2010-08 | 2011-05 |
| Yat Man Tse 謝逸文 | Rep 4 | 2008-02 | 2008-08 |
Showing 1–45 of 45
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