Lighthorse Asset Management (HK) Limited

CE No. ASZ096 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lighthorse Asset Management (HK) Limited, a Hong Kong-based licensed corporation with CE reference ASZ096. Current licensed staff on file: 0 (total recorded over time: 26). Earliest licence on file: 2009-09-04.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2010-06-18 2016-11-22
Type 4 - Advising on securities 2010-06-18 2025-07-28
Type 9 - Asset management 2009-09-04 2025-07-28

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (26)

Active on date
Name Activities First licensed To
Xiaoyang Kang 康曉陽 RO 1, 4, 9 2009-09 2025-04
Michael Hong Liu RO 1, 4, 9 2009-09 2025-04
Zheng Yao 姚錚 Rep 4, 9 2019-05 2025-04
Zhiqiang Liao 廖志強 Rep 4 2012-08 2025-01
Wenhui Dai 戴文輝 Rep 4, 9 2021-12 2024-09
Zhiyi Lu Rep 4, 9 2022-07 2023-11
Hu Wang 王湖 Rep 4, 9 2018-01 2022-12
Qiqi Shuai 帥奇奇 Rep 4, 9 2022-07 2022-09
Sze Kong Yu 余仕綱 Rep 4, 9 2018-11 2021-11
Na Ren 任娜 Rep 4, 9 2010-11 2019-08
Yvonne Yuen Kee Wong 王琬琦 RO 4, 9 Rep 4, 9 2016-11 2018-09
Hui Li 李輝 Rep 4, 9 2018-05 2018-07
Long Zhang 張龍 Rep 9 2015-11 2018-02
Ming Wai Lai 黎銘煒 Rep 9 2016-12 2017-11
Chin Hung Leung 梁展鴻 Rep 9 2015-07 2017-08
Hengqiu Zhu 朱恆秋 Rep 4, 9 2014-04 2017-03
Yi Wang 王一 Rep 9 2015-10 2016-11
Xiaohan Yu Rep 9 2011-01 2016-11
Hong Wei Cao 曹鴻偉 Rep 4, 9 2011-12 2016-09
Che Wei Hsu 許哲維 Rep 1, 4, 9 2010-06 2016-01
Meng Xu 徐萌 Rep 4 2015-04 2015-05
Dan Wang 王丹 Rep 9 2013-06 2014-05
Yuetian Lu 呂閱天 Rep 4 2013-06 2014-03
Haitao Dong 董海韜 Rep 4 2012-08 2013-09
Ka Yan Kwong 鄺嘉茵 Rep 4, 9 2012-01 2012-05
Bei Zhou 周蓓 Rep 9 2009-10 2010-02
Showing 1–26 of 26

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