Sankalp Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sankalp Gupta, a licensed Responsible Officer with CE reference BCC833. Currently licensed at 1 firm(s): Rostrum Grand Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rostrum Grand Limited | RO | Type 9 - Asset management | 2022-02-23 | present |
| Rostrum Grand Limited | RO | Type 1 - Dealing in securities | 2021-06-24 | present |
| Rostrum Grand Limited | RO | Type 4 - Advising on securities | 2017-12-12 | present |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-11-08 | 2017-09-30 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-11-08 | 2017-09-30 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Sankalp Gupta during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sreejesh Rajan | Rostrum Grand Limited | 2017–present |
| Patricia Anna Pyttlik | Rostrum Grand Limited | 2021–present |
| Dinesh Kangya | Rostrum Grand Limited | 2022–present |
| Li-Wei Huang | Superfund Financial (Hong Kong) Limited | 2014–2017 |
| Xueying Shi | Rostrum Grand Limited | 2020–2022 |
| Derek Yin Kui Wong | Superfund Financial (Hong Kong) Limited | 2013–2015 |
| Chung So | Superfund Financial (Hong Kong) Limited | 2014–2015 |
| Graeme John Lane | Superfund Financial (Hong Kong) Limited | 2015–2016 |
| Joshua Ming Yin Ngan | Rostrum Grand Limited | 2025–2026 |
| John Young Uk Kim | Superfund Financial (Hong Kong) Limited | 2015 |
| Wen-Chi Su | Rostrum Grand Limited | 2024 |
| Tina Benedikt-Santer | Superfund Financial (Hong Kong) Limited | 2013–2014 |
| Iris Chiu Yiu Liu | Superfund Financial (Hong Kong) Limited | 2015 |
| Johann Peter Santer | Superfund Financial (Hong Kong) Limited | 2013 |
| Tracy Po-Yi Wong | Superfund Financial (Hong Kong) Limited | 2017 |
| Lip Yee Lee | Superfund Financial (Hong Kong) Limited | 2017 |