Maurice Win-Chong Koo
顧永祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maurice Win-Chong Koo (顧永祥), a licensed Responsible Officer with CE reference AWZ621. Currently licensed at 1 firm(s): Rockpool Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-09 | present |
| Rockpool Capital Limited 摩石資本有限公司 |
RO | Type 4 - Advising on securities | 2018-07-09 | present |
| Rockpool Capital Limited 摩石資本有限公司 |
RO | Type 9 - Asset management | 2018-07-09 | present |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-17 | 2012-10-31 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-17 | 2012-10-31 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 - Asset management | 2011-03-17 | 2012-10-31 |