Chang Sik Cin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chang Sik Cin, CE reference AHM834. Currently licensed at 1 firm(s): QL Asset Management Company Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| QL Asset Management Company Limited |
Rep | Type 1 — Dealing in securities | 2020-12-15 | present |
| QL Asset Management Company Limited |
Rep | Type 4 — Advising on securities | 2020-12-15 | present |
| QL Asset Management Company Limited |
RO | Type 1 — Dealing in securities | 2020-01-13 | 2020-12-15 |
| QL Asset Management Company Limited |
RO | Type 4 — Advising on securities | 2020-01-13 | 2020-12-15 |
| QL Asset Management Company Limited |
Rep | Type 4 — Advising on securities | 2019-07-25 | 2020-01-13 |
| QL Asset Management Company Limited |
Rep | Type 1 — Dealing in securities | 2019-06-17 | 2020-01-13 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2018-12-29 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-24 |