Mang Kiu Chan
陳漫橋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mang Kiu Chan (陳漫橋), CE reference AIS524. Currently licensed at 1 firm(s): ROC Partners (HK) Limited. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-28 | present |
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-28 | present |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-11 | 2021-03-05 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
RO | Type 4 — Advising on securities | 2019-10-11 | 2021-03-05 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-24 | 2019-10-11 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-24 | 2019-10-11 |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-17 | 2019-03-18 |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-17 | 2019-03-18 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-14 | 2015-08-14 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-14 | 2015-08-14 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-12 | 2012-05-28 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-12 | 2012-05-28 |
| ICG Asia Pacific Limited |
RO | Type 4 — Advising on securities | 2009-02-09 | 2010-06-24 |
| ICG Asia Pacific Limited |
Rep | Type 4 — Advising on securities | 2007-05-22 | 2009-02-09 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-10 | 2007-03-01 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-08-10 | 2007-03-01 |
| CVC Asia Pacific Limited |
Rep | Type 4 — Advising on securities | 2004-02-18 | 2006-07-19 |
| CVC Asia Pacific Limited |
Rep | Type 9 — Asset management | 2004-02-18 | 2006-07-19 |
| CVC Asia Pacific Limited |
Rep | Type 4 — Advising on securities | present | 2003-12-27 |
| CVC Asia Pacific Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-27 |
| CVC Asia Pacific Limited |
Rep | Type 9 — Asset management | present | 2003-12-27 |