Charles Bradley Wan
尹澤淳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Bradley Wan (尹澤淳), a licensed Responsible Officer with CE reference ARE664. Currently licensed at 1 firm(s): Rede Partners (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rede Partners (Asia) Limited |
RO | Type 1 — Dealing in securities | 2022-06-07 | present |
| Atlantic Pacific Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2013-09-17 | 2021-12-31 |
| Pomona Capital Asia Limited 龐納資本亞洲有限公司 |
RO | Type 4 — Advising on securities | 2011-09-14 | 2013-05-03 |
| Pomona Capital Asia Limited 龐納資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-25 | 2011-09-14 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2008-06-16 | 2011-03-21 |