Ellen Lee
李壽珉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ellen Lee (李壽珉), a licensed Responsible Officer with CE reference AFU590. Currently licensed at 1 firm(s): Phoenix Capital Group Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phoenix Capital Group Limited |
RO | Type 1 — Dealing in securities | 2025-05-08 | present |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2018-05-23 | 2020-09-11 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2018-05-23 | 2020-09-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |