Ka Sun Daniel Shum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Sun Daniel Shum (沈家燊), a licensed Representative with CE reference BFA017. Currently licensed at 1 firm(s): Rainbow Capital (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 11.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rainbow Capital (HK) Limited 浤博資本有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-18 | present |
| Rainbow Capital (HK) Limited 浤博資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-01-14 | present |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-13 | 2019-10-31 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-05-13 | 2019-10-31 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-25 | 2016-04-30 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-02-25 | 2016-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Sun Daniel Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.