Ka Sun Daniel Shum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Sun Daniel Shum (沈家燊), a licensed Representative with CE reference BFA017. Currently licensed at 2 firm(s): Huafu International Securities Limited, Huafu International Finance Limited . Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 11.4 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huafu International Securities Limited 華福國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-09-09 | present |
| Huafu International Finance Limited 華福國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-09-09 | present |
| Rainbow Capital (HK) Limited 浤博資本有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-18 | 2026-07-25 |
| Rainbow Capital (HK) Limited 浤博資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-01-14 | 2026-07-25 |
| Austrax Capital Limited 南強資本有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-13 | 2019-10-31 |
| Austrax Capital Limited 南強資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-05-13 | 2019-10-31 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-25 | 2016-04-30 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-02-25 | 2016-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Sun Daniel Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.