Ka Sun Daniel Shum
沈家燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Sun Daniel Shum (沈家燊), a licensed Representative with CE reference BFA017. Currently licensed at 1 firm(s): Rainbow Capital (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rainbow Capital (HK) Limited 浤博資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-18 | present |
| Rainbow Capital (HK) Limited 浤博資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-01-14 | present |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-13 | 2019-10-31 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-05-13 | 2019-10-31 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-25 | 2016-04-30 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-02-25 | 2016-04-30 |