Nian Hu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nian Hu (胡念), a licensed Responsible Officer with CE reference BAA338. Currently licensed at 1 firm(s): Puming Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.8 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Puming Securities Limited 浦明證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-05-06 | present |
| Puming Securities Limited 浦明證券有限公司 |
RO | Type 4 - Advising on securities | 2024-05-06 | present |
| Puming Securities Limited 浦明證券有限公司 |
RO | Type 9 - Asset management | 2024-05-06 | present |
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-30 | 2023-06-30 |
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 4 - Advising on securities | 2022-12-30 | 2023-06-30 |
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 9 - Asset management | 2021-11-16 | 2023-06-30 |
| Amrita Capital Limited 安利達資本有限公司 |
RO | Type 4 - Advising on securities | 2021-02-22 | 2021-10-11 |
| Amrita Capital Limited 安利達資本有限公司 |
RO | Type 9 - Asset management | 2021-02-22 | 2021-10-11 |
| KTF Capital Management Limited 金石同方資本管理有限公司 |
RO | Type 4 - Advising on securities | 2019-01-10 | 2021-01-06 |
| KTF Capital Management Limited 金石同方資本管理有限公司 |
RO | Type 9 - Asset management | 2019-01-10 | 2021-01-06 |
| KTF Capital Management Limited 金石同方資本管理有限公司 |
Rep | Type 9 - Asset management | 2014-03-14 | 2019-01-10 |
| KTF Capital Management Limited 金石同方資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-15 | 2019-01-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nian Hu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.