Mary Ting Hing See
施庭卿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mary Ting Hing See (施庭卿), CE reference ABM097. Currently licensed at 1 firm(s): Roofer Securities Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-30 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-30 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-30 |