Lam Chiu Hui
許林釗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lam Chiu Hui (許林釗), CE reference ADF453. Currently licensed at 2 firm(s): PrincipleOne Asset Management Limited, PrincipleOne Securities Limited. Total licence records on file: 44.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PrincipleOne Asset Management Limited 同道資產管理有限公司 |
RO | Type 9 — Asset management | 2025-05-22 | present |
| PrincipleOne Securities Limited 同道證券有限公司 |
RO | Type 4 — Advising on securities | 2024-12-02 | present |
| PrincipleOne Securities Limited 同道證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-07 | present |
| Hopson Property Fund Management Limited 合生不動產基金管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-31 | 2024-02-29 |
| Hopson Property Fund Management Limited 合生不動產基金管理有限公司 |
RO | Type 9 — Asset management | 2023-05-31 | 2024-02-29 |
| Suncorp Asset Management Limited | RO | Type 4 — Advising on securities | 2022-05-18 | 2023-04-30 |
| Suncorp Asset Management Limited | RO | Type 9 — Asset management | 2022-05-18 | 2023-04-30 |
| Suncorp Securities Limited 新確證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-06 | 2023-04-30 |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-14 | 2020-10-01 |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 4 — Advising on securities | 2020-05-14 | 2020-10-01 |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 9 — Asset management | 2020-05-14 | 2020-10-01 |
| Annum Asset Management (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2019-01-21 | 2019-08-14 |
| Annum Asset Management (Hong Kong) Limited |
RO | Type 5 — Advising on futures contracts | 2019-01-21 | 2019-08-14 |
| Annum Asset Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2019-01-21 | 2019-08-14 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-06-19 | 2018-12-11 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-06-19 | 2018-12-11 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
RO | Type 9 — Asset management | 2015-06-19 | 2018-12-11 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-10 | 2018-12-11 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-12-19 | 2014-09-16 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
RO | Type 9 — Asset management | 2013-12-19 | 2014-09-16 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-12-07 | 2014-09-16 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-11-13 | 2014-09-16 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-03-19 | 2012-06-25 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2010-06-17 | 2012-06-25 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-09-22 | 2012-06-25 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-08-28 | 2012-06-25 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-08-28 | 2012-06-25 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-08-28 | 2012-06-25 |
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-08-22 | 2008-07-31 |
| Hou Tak Securities Limited 厚德證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-08 | 2006-08-19 |
| Hou Tak Securities Limited 厚德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-15 | 2005-08-08 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-03 | 2005-03-30 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-07-03 | 2005-03-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-12 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-06-12 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-05 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-05 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-12 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-12 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-05 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-05 |