Daqi Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daqi Chen (陳達祺), a licensed Responsible Officer with CE reference BHN986. Currently licensed at 2 firm(s): Roofer Securities Limited, Roofer Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roofer Securities Limited 路華證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-12-15 | present |
| Roofer Asset Management Limited 路華資產管理有限公司 |
RO | Type 9 - Asset management | 2025-12-15 | present |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-01 | present |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-01 | 2025-12-15 |
| Roofer Asset Management Limited 路華資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-09-01 | 2025-12-15 |
| SDHG International Securities Limited 山高國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-07 | 2025-07-05 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-04-09 | 2025-07-05 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-28 | 2019-03-18 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-06-13 | 2019-03-18 |
| Halcyon Capital Limited 鎧盛資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-05-30 | 2018-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daqi Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.