Frewen Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frewen Lam, CE reference AOY572. Currently licensed at 1 firm(s): ROC Partners (HK) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-22 | present |
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
RO | Type 4 — Advising on securities | 2015-02-03 | present |
| ROC Partners (HK) Limited 鵬豐資本有限公司 |
RO | Type 9 — Asset management | 2016-12-22 | 2022-08-12 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-23 | 2014-06-06 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-05-23 | 2014-06-06 |