Vivian Hoi Yan Chang
張凱欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Hoi Yan Chang (張凱欣), a licensed Responsible Officer with CE reference AEE778. Currently licensed at 1 firm(s): Redland Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 24.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redland Securities Limited 紅土證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-02-21 | present |
| Redland Securities Limited 紅土證券有限公司 |
RO | Type 4 — Advising on securities | 2023-03-21 | present |
| Redland Securities Limited 紅土證券有限公司 |
RO | Type 9 — Asset management | 2023-03-21 | present |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-29 | 2023-01-31 |
| South China Futures Investment Limited 南華期貨投資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-10-29 | 2022-09-22 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 — Advising on securities | 2020-10-29 | 2022-09-22 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 — Asset management | 2020-10-29 | 2022-09-22 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-21 | 2020-10-29 |
| South China Futures Investment Limited 南華期貨投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-21 | 2020-10-29 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-10 | 2020-10-29 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-10 | 2020-10-29 |
| Gold Medal Global Investment Co., Limited 金獎章全球投資有限公司 |
RO | Type 4 — Advising on securities | 2017-09-22 | 2020-07-31 |
| Gold Medal Global Investment Co., Limited 金獎章全球投資有限公司 |
RO | Type 9 — Asset management | 2017-09-22 | 2020-07-31 |
| Gold Medal Global Investment Co., Limited 金獎章全球投資有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-31 | 2017-09-22 |
| Gold Medal Global Investment Co., Limited 金獎章全球投資有限公司 |
Rep | Type 9 — Asset management | 2017-08-31 | 2017-09-22 |
| Hong Kong Jiasheng International Asset Management Limited 香港嘉勝國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-05-11 | 2017-08-28 |
| Hong Kong Jiasheng International Asset Management Limited 香港嘉勝國際資產管理有限公司 |
RO | Type 9 — Asset management | 2017-05-11 | 2017-08-28 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-26 | 2016-08-23 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-02-13 | 2016-08-23 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-30 | 2016-08-23 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-30 | 2016-08-23 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-24 | 2014-09-23 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-15 | 2014-09-23 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-01 | 2014-09-23 |