Xiukui Song
宋秀魁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiukui Song (宋秀魁), a licensed Responsible Officer with CE reference BBE458. Currently licensed at 1 firm(s): Puming Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Puming Securities Limited 浦明證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-06 | present |
| Puming Securities Limited 浦明證券有限公司 |
RO | Type 4 — Advising on securities | 2024-05-06 | present |
| Puming Securities Limited 浦明證券有限公司 |
RO | Type 9 — Asset management | 2024-05-06 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-02 | 2022-11-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-02 | 2022-11-15 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-08-12 | 2017-07-14 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-08-12 | 2017-07-14 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-25 | 2013-08-12 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-04-25 | 2013-08-12 |